UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 9, 2016
CARDINAL ETHANOL, LLC | |||
(Exact name of small business issuer as specified in its charter) | |||
Indiana | 000-53036 | 20-2327916 | |
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification No.) | |
1554 N. County Road 600 E, Union City, IN | 47390 | ||
(Address of principal executive offices) | (Zip Code) | ||
(765)-964-3137 | |||
(Issuer's telephone number) | |||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 Submission of Matters to a Vote of Security Holders.
Results of 2016 Annual Meeting
On February 9, 2016, Cardinal Ethanol, LLC ("Cardinal") held its 2016 annual members’ meeting (“2016 Annual Meeting”) to vote on the election of two directors whose terms were scheduled to expire in 2016 and to conduct an advisory vote on executive compensation called “Say-on-Pay”.
Proposal One: Election of Directors
Thomas E. Chalfant and J. Phillip Zicht were elected by a plurality vote of the members to serve terms which will expire in 2019. The votes for the nominees were as follows:
Nominee Directors | For | Withheld/Abstentions |
Thomas E. Chalfant | 4,934 | 623 |
J. Phillip Zicht | 4,827 | 730 |
Proposal Two: Advisory Approval of Executive Compensation
The compensation of Cardinal's executives was approved by the members. The votes were as follows:
For | Against | Abstentions | ||
7,437 | 404 | 258 | ||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CARDINAL ETHANOL, LLC | |
Date: February 11, 2016 | /s/ William Dartt |
William Dartt | |
Chief Financial Officer | |
(Principal Financial and Accounting Officer) | |