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EX-99.2 - EX-99.2 - SCHULMAN A INCl42329exv99w2.htm
EX-99.1 - EX-99.1 - SCHULMAN A INCl42329exv99w1.htm
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) March 31, 2011
A. SCHULMAN, INC.
 
(Exact name of registrant as specified in its charter)
         
Delaware   0-7459   34-0514850
 
(State or other jurisdiction   (Commission   (IRS Employer
of incorporation)   File Number)   Identification No.)
     
3550 West Market Street, Akron, Ohio   44333
 
(Address of principal executive offices)   (Zip Code)
(330) 666-3751
 
(Registrant’s telephone number, including area code)
 
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
  o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
  o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
  o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
  o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


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ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION
ITEM 5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF            CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
SIGNATURES
EX-99.1
EX-99.2


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ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
     On April 4, 2011, A. Schulman, Inc. (the “Company”) announced earnings for the Company’s second quarter ended February 28, 2011. A copy of the press release announcing these results is attached as Exhibit 99.1 hereto and incorporated by reference herein.
     Pursuant to General Instruction B.2 of Current Report on Form 8-K, the information in this Item 2.02 is being furnished and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section. Furthermore, the information in this Item 2.02 shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended.
ITEM 5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.
     On March 31, 2011, the Board of Directors appointed Donald B. McMillan, as Chief Accounting Officer and Corporate Controller and interim principal financial officer of the Company, effective immediately. Mr. McMillan, age 51, previously served as the Company’s Corporate Controller since April 1, 2006. A copy of the press release announcing Mr. McMillan’s appointment is attached as Exhibit 99.2 hereto and incorporated by reference herein.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits.
         
Exhibit Number   Description
  99.1    
Press Release, dated April 4, 2011, announcing earnings results.
 
  99.2    
Press Release, dated April 4, 2011, announcing appointment of Donald B. McMillan.

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SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  A. Schulman, Inc.
 
 
  By:   /s/ David C. Minc    
    David C. Minc   
    Vice President, Chief Legal Officer
and Secretary 
 
 
Date: April 4, 2011

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