UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549



FORM 8-K/A

CURRENT REPORT



Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934



August 6, 2020

Date of Report (Date of earliest event reported)



NCS Multistage Holdings, Inc.

(Exact name of Registrant as specified in its charter)





19350 State Highway 249, Suite 600

Houston, Texas 77070

(Address of principal executive offices) (Zip code)



(281) 453-2222

(Registrant’s telephone number, including area code)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:





Securities registered pursuant to Section 12(b) of the Act:





Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).





If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☑

Explanatory Note



As previously reported on a Current Report on Form 8-K filed by NCS Multistage Holdings, Inc. (the “Company”) on August 10, 2020 (the “Original Form 8-K”), the Company entered into Amendment No. 1 to Second Amended and Restated Credit Agreement (the “Amendment”) amending its Second Amended and Restated Credit Agreement dated as of May 1, 2019 (as amended by the Amendment, the “Amended Credit Agreement”) with Pioneer Investment, Inc., as borrower, NCS Multistage Inc., as borrower, certain subsidiaries of the borrowers, the lenders party thereto, Wells Fargo Bank, National Association as administrative agent in respect of the U.S. Facility (as defined in the Amended Credit Agreement) and Wells Fargo Bank, National Association, Canadian Branch, as administrative agent in respect of the Canadian Facility (as defined in the Amended Credit Agreement).



This amendment to the Original Form 8-K (this “Form 8-K/A”) is being filed by the Company solely to amend and restate Item 9.01 of the Original Form 8-K to correct the exhibit filed therein. Except as set forth herein, no modifications have been made to the information contained in the Original Form 8-K and, accordingly, this Form 8-K/A should be read in conjunction with the Original Form 8-K.



Item 9.01Financial Statements and Exhibits.



SIGNATURES



Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.