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EX-4.1 - EX-4.1 - McEwen Mining Inc.a15-13048_1ex4d1.htm
EX-99.2 - EX-99.2 - McEwen Mining Inc.a15-13048_1ex99d2.htm
EX-99.1 - EX-99.1 - McEwen Mining Inc.a15-13048_1ex99d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 


 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 


 

Date of Report (Date of earliest event reported):  May 28, 2015

 

McEWEN MINING INC.

(Exact name of registrant as specified in its charter)

 

Colorado

 

001-33190

 

84-0796160

(State or other jurisdiction of
incorporation or organization)

 

(Commission File
Number)

 

(I.R.S. Employer
Identification No.)

 

150 King Street West, Suite 2800

Toronto, Ontario, Canada M5H 1J9

(Address of principal executive offices)  (Zip Code)

 

Registrant’s telephone number including area code:  (866) 441-0690

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On May 28, 2015, at the annual meeting of the shareholders of McEwen Mining Inc. (the “Company”), the Company’s shareholders approved the Amended and Restated McEwen Mining Inc. Equity Incentive Plan (the “Equity Incentive Plan”), which had previously been approved by the Company’s Board of Directors. The Equity Incentive Plan became effective as of May 28, 2015.

 

For a description of the Equity Incentive Plan, please see Proposal 3 in the Company’s definitive proxy statement for its 2015 annual meeting, filed with the Securities and Exchange Commission on April 17, 2015.  The Equity Incentive Plan was attached as Annex A to the definitive proxy statement, is filed as Exhibit 4.1 to this report, and is incorporated herein by reference.

 

Item 5.07.  Submission of Matters to a Vote of Security Holders.

 

The Company held its annual meeting of shareholders on May 28, 2015.  Of the 300,530,174 shares outstanding and entitled to vote at the meeting, including exchangeable shares not held by the Company or its affiliates, 199,911,416 shares were voted, or 66.5% of the outstanding shares entitled to vote.

 

At the annual meeting, the shareholders elected the eight individuals nominated to be directors, approved on an advisory basis the compensation of the named executive officers as described in the proxy statement, approved the Equity Incentive Plan, and ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2015.

 

Election results for the directors nominated at the meeting are as follows:

 

 

 

Shares Voted

 

Name of Nominee

 

For

 

Withheld

 

Broker Non-Votes

 

Robert R. McEwen

 

126,443,250

 

793,759

 

72,654,941

 

Allen V. Ambrose

 

125,228,239

 

2,008,769

 

72,654,942

 

Michele L. Ashby

 

126,413,700

 

823,308

 

72,654,942

 

Leanne M. Baker

 

126,360,887

 

876,121

 

72,654,942

 

Richard W. Brissenden

 

104,942,587

 

22,294,421

 

72,654,942

 

Gregory P. Fauquier

 

126,045,078

 

1,191,930

 

72,654,942

 

Donald R.M. Quick

 

126,438,212

 

798,796

 

72,654,942

 

Michael L. Stein

 

126,437,109

 

799,900

 

72,654,941

 

 

Election results for the advisory vote on executive compensation are as follows:

 

For

 

Against

 

Abstain

 

Broker Non-Votes

 

124,218,713

 

2,262,518

 

755,698

 

72,655,021

 

 

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Election results for approval of the Equity Incentive Plan are as follows:

 

For

 

Against

 

Abstain

 

Broker Non-Votes

 

122,231,482

 

4,456,313

 

549,139

 

72,655,016

 

 

Election results for the ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the year ending December 31, 2015 are as follows:

 

For

 

Against

 

Abstain

 

Broker Non-Votes

 

198,629,202

 

871,374

 

391,374

 

0

 

 

Item 7.01                                           Regulation FD Disclosure.

 

On May 29, 2015, the Company issued a press release announcing results of its annual meeting. A copy of the press release is attached to this report as Exhibit 99.1. In addition, a copy of the PowerPoint slides presented at the meeting is attached to this report as Exhibit 99.2. A video of the 2015 annual meeting will be available for viewing on June 2, 2015, at:

 

http://www.mcewenmining.com/Media-Events/Media/default.aspx

 

The information furnished under this Item 7.01, including the exhibits, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by reference to such filing.

 

Item 9.01                                           Financial Statements and Exhibits.

 

(d)                                                         Exhibits.  The following exhibits are filed or furnished with this report:

 

4.1                               Amended and Restated McEwen Mining Inc. Equity Incentive Plan.

 

99.1                        Press release dated May 29, 2015.

 

99.2                        Annual Meeting Presentation Slides.

 

Cautionary Statement

 

With the exception of historical matters, the matters discussed in the presentation slides and the video include forward-looking statements within the meaning of applicable securities laws that involve risks and uncertainties that could cause actual results to differ materially from projections or estimates contained therein.  Such forward-looking statements include, among others, statements regarding future exploration, development and production activities. Factors that could cause actual results to differ materially from projections or estimates include, among others, metal prices, economic and market conditions, operating costs, receipt of permits, receipt of working capital and future drilling results, as well as other factors described in our Annual Report on Form 10-K for the year ended December 31, 2014, and other filings with the United States Securities and Exchange Commission (“SEC”). Most of these factors are beyond the Company’s ability to predict or control. The Company disclaims any obligation to update any forward-looking statement made in the exhibits, whether as a result of new

 

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information, future events, or otherwise. Readers are cautioned not to put undue reliance on forward-looking statements.

 

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SIGNATURE

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

McEWEN MINING INC.

 

 

 

 

Date: May 29, 2015

By:

/s/ Perry Y. Ing

 

 

Perry Y. Ing,

 

 

Vice President and Chief Financial Officer

 

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Exhibit Index

 

The following is a list of the Exhibits filed or furnished herewith.

 

Exhibit

 

 

Number

 

Description of Exhibit

 

 

 

4.1

 

Amended and Restated McEwen Mining Inc. Equity Incentive Plan.

 

 

 

99.1

 

Press release dated May 29, 2015.

 

 

 

99.2

 

Annual Meeting Presentation Slides.

 

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