Attached files
file | filename |
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EX-32.2 - EX-32.2 - AUBURN NATIONAL BANCORPORATION, INC | d268618dex322.htm |
EX-32.1 - EX-32.1 - AUBURN NATIONAL BANCORPORATION, INC | d268618dex321.htm |
EX-31.2 - EX-31.2 - AUBURN NATIONAL BANCORPORATION, INC | d268618dex312.htm |
10-Q - 10-Q - AUBURN NATIONAL BANCORPORATION, INC | d268618d10q.htm |
AUBURN NATIONAL BANCORPORATION, INC AND
SUBSIDIARIES
EXHIBIT 31.1
CERTIFICATION PURSUANT
TO
RULE 13a-14 OF THE SECURITIES EXCHANGE ACT OF
1934,
AS ADOPTED PURSUANT
TO
SECTION 302 OF THE SARBANES-OXLEY ACT OF
2002
CERTIFICATION
I, Robert W. Dumas, certify
that:
1. I have reviewed this Quarterly Report on Form 10-Q of Auburn
National Bancorporation, Inc.;
2. Based on my knowledge, this
report does not contain any untrue statement of a material fact or omit to state a material
fact necessary to make the
statements made, in light of the circumstances under which such statements were made, not
misleading with respect to
the period covered by this report;
3. Based on my knowledge, the financial statements, and
other financial information included in this report, fairly present in
all material respects the financial condition, results of operations and cash flows of the registrant as of, and
for, the periods
presented in this
report;
4. The registrant’s other certifying
officer and I are responsible for establishing and maintaining disclosure controls and
procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as
defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and
have:
a)
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be
designed under our supervision, to ensure that material information relating to the registrant, including its
consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in
which this report is being
prepared;
b)
Designed such internal control over financial reporting,
or caused such internal control over financial reporting to
be designed under our supervision, to provide reasonable
assurance regarding the reliability of financial reporting
and the preparation of financial statements for external
purposes in accordance with generally accepted
accounting
principles;
c)
Evaluated the effectiveness of the
registrant’s disclosure controls and procedures and presented in this report our
conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered
by this report based on such evaluation;
and
d)
Disclosed in this report any change in the
registrant’s internal control over financial reporting that occurred
during the registrant’s most recent
fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual
report) that has materially affected, or is reasonably likely to materially affect, the
registrant’s internal control
over financial reporting;
and
5. The registrant’s other certifying officer and I
have disclosed, based on our most recent evaluation of internal control over
financial reporting, to the
registrant’s auditors and the audit committee of the registrant’s board of directors (or persons
performing the equivalent
functions):
a)
All significant deficiencies and material weaknesses in the design or operation of internal control over financial
reporting which are reasonably likely to adversely affect the registrant’s ability to
record, process, summarize and
report financial information;
and
b)
Any fraud, whether or not material, that involves
management or other employees who have a significant role in
the registrant’s internal
control over financial reporting.
Date: April 30, 2021
/s/ Robert
W. Dumas
Chairman, President and Chief Executive Officer