Attached files
| file | filename |
|---|---|
| EX-23.1 - FORM 10-K, EXHIBIT 23.1 - GAMCO INVESTORS, INC. ET AL | form10k2016ex231.htm |
| EX-99.1 - EXHIBIT 99.1 - GAMCO INVESTORS, INC. ET AL | form10k2016ex991.htm |
| EX-31.3 - EXHIBIT 31.3 - GAMCO INVESTORS, INC. ET AL | form10k2016ex313.htm |
| EX-32.1 - FORM 10-K, EXHIBIT 32.1 - GAMCO INVESTORS, INC. ET AL | form10k2016ex321.htm |
| EX-31.2 - FORM 10-K, EXHIBIT 31.2 - GAMCO INVESTORS, INC. ET AL | form10k2016ex312.htm |
| EX-31.1 - FORM 10-K, EXHIBIT 31.1 - GAMCO INVESTORS, INC. ET AL | form10k2016ex311.htm |
| EX-21.1 - FORM 10-K, EXHIBIT 21.1 - GAMCO INVESTORS, INC. ET AL | form10k2016ex211.htm |
| EX-12.1 - FORM 10-K, EXHIBIT 12.1 - GAMCO INVESTORS, INC. ET AL | form10k2016ex121.htm |
| 10-K - FORM 10-K - GAMCO INVESTORS, INC. ET AL | form10k.htm |
Certification of Co-CAOs Pursuant to
18 U.S.C. Section 1350,
as Adopted Pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002
In connection with the Annual Report on Form 10-K of GAMCO Investors, Inc. (the "Company") for the year ended December 31, 2016 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), Kieran Caterina and Diane M. LaPointe, as Co-Chief Accounting Officers of the Company, hereby certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that, to the best of their knowledge:
| (1) | The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and |
| (2) | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. |
|
By:
|
/s/ Kieran Caterina
|
By: | /s/ Diane M. LaPointe | |
|
Name:
|
Kieran Caterina
|
Name: | Diane M. LaPointe | |
|
Title:
|
SVP and Co-Chief Accounting Officer
|
Title: | SVP and Co-Chief Accounting Officer | |
|
|
||||
|
Date:
|
March 6, 2017
|
Date: | March 6, 2017 | |
This certification accompanies the Report pursuant to § 906 of the Sarbanes-Oxley Act of 2002 and shall not, except to the extent required by the Sarbanes-Oxley Act of 2002, be deemed filed by the Company for purposes of §18 of the Securities Exchange Act of 1934, as amended.