Attached files
| file | filename |
|---|---|
| EX-10.1 - EXHIBIT 10.1 - ALLSTATE LIFE INSURANCE CO | exhibit101.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): December 2, 2016
ALLSTATE LIFE INSURANCE COMPANY
(Exact Name of Registrant as Specified in Its Charter)
Illinois | 0-31248 | 36-2554642 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
3075 Sanders Road, Northbrook, Illinois | 60062 | |
(Address of principal executive offices) | (Zip Code) | |
Registrant’s telephone number, including area code (847) 402-5000 | ||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
(17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Section 1 – Registrant’s Business and Operations
Item 1.01. Entry into a Material Definitive Agreement
On December 2, 2016, Allstate Assurance Company (“AAC”) issued a surplus note to the Registrant in the amount of $40,000,000, with an interest rate of 3.07% per annum, payable to the Registrant, on December 2, 2036. No payment of principal or interest shall be permitted without the prior written approval of the Director of Insurance of the State of Illinois. The surplus note has been filed herewith as Exhibit 10.1, and the description set forth above is qualified in its entirety by the full terms and conditions of the surplus note.
The Registrant is a direct wholly owned subsidiary of Allstate Insurance Company, a wholly owned subsidiary of The Allstate Corporation. AAC is a direct wholly owned subsidiary of Allstate Financial Insurance Holdings Corporation, a direct wholly owned subsidiary of The Allstate Corporation.
Section 9 – Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. | Description | |
10.1 | Surplus Note between the Registrant and Allstate Assurance Company dated December 2, 2016. | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ALLSTATE LIFE INSURANCE COMPANY
(Registrant)
By: | /s/ Daniel G. Gordon | |
Name: | Daniel G. Gordon | |
Title: | Assistant Secretary | |
Date: December 7, 2016
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