Attached files
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EX-10.7 - EX-10.7 - RLJ ENTERTAINMENT, INC. | rlje-ex107_6.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): October 19, 2016 (October 14, 2016)
RLJ ENTERTAINMENT, INC.
(Exact name of registrant as specified in its charter)
Nevada
(State or other jurisdiction of incorporation)
001-35675 |
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45-4950432 |
(Commission File Number) |
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(IRS Employer Identification Number) |
RLJ Entertainment, Inc.
8515 Georgia Avenue, Suite 650
Silver Spring, Maryland
(Address of principal executive offices)
Registrant’s telephone number, including area code: (301) 608-2115
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
This Form 8-K/A is an amendment to the Current Report on Form 8-K filed by RLJ Entertainment, Inc. (the “Company”) with the Securities and Exchange Commission on October 17, 2016 (the “Original 8-K”). The Company is filing this amendment in order to file a revised version of Exhibit 10.7, attaching a corrected Schedule A listing the number of shares of the Company’s common stock issuable to each holder upon their exercise of their respective warrants.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibits
Exhibit No. |
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Description |
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3.1 |
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Certificate of Designation of Series C-1 Convertible Preferred Stock* |
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3.2 |
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Certificate of Designation of Series C-2 Convertible Preferred Stock* |
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3.3 |
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Certificate of Designation of Series D-1 Convertible Preferred Stock* |
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3.4 |
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Certificate of Designation of Series D-2 Convertible Preferred Stock* |
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10.1 |
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Credit and Guaranty Agreement, dated October 14, 2016, by and among AMC, the Company, certain subsidiaries of the Company, and the Lenders party thereto from time to time* |
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10.2 |
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AMC Class A Warrant* |
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10.3 |
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AMC Class B Warrant* |
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10.4 |
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AMC Class C Warrant* |
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10.5 |
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Stockholders’ Agreement, dated October 14, 2016, by and among AMC, the Company, Robert L. Johnson, RLJ SPAC Acquisition LLC, Peter Edwards and Morris Goldfarb* |
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10.6 |
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Registration Rights Agreement, dated October 14, 2016, by and between the Company and AMC* |
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10.7 |
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Exchanged 2015 Warrant† |
* Filed with the Original 8-K
† Filed herewith
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Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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RLJ ENTERTAINMENT, INC. |
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Date: |
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October 19, 2016 |
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By: |
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/s/ MIGUEL PENELLA |
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Name: |
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Miguel Penella |
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Title: |
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Chief Executive Officer |
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Exhibit No. |
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Description |
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10.7 |
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Exchanged 2015 Warrant |
4