Attached files

file filename
EX-99.1 - EXHIBIT 99.1 - CROSSROADS LIQUIDATING TRUSTv449176_ex99-1.htm

  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

  

 

 

FORM 8-K

 

Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

 

September 21, 2016

 

CROSSROADS CAPITAL, INC.

(Exact name of registrant as specified in its charter) 

 

Maryland 000-53504 26-2582882
(State or other jurisdiction of incorporation)  (Commission File Number) (I.R.S. Employer Identification No.)

  

128 N. 13th Street, #1100

Lincoln, Nebraska 68508

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (402) 261-5345

 

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 7.01 Regulation FD Disclosure.

 

On September 21, 2016, Crossroads Capital, Inc. (the “Company”) issued a press release announcing that Mode Media Corporation (“Mode Media”), a Crossroads Capital portfolio company, ceased operations on September 15, 2016.

 

The fair value of the Company’s investment in Mode Media was $1,410,000 as of June 30, 2016.

 

A copy of the Company’s press release dated September 21, 2016, is attached as Exhibit 99.1, and is incorporated herein by this reference.

 

Item 9.01 Financial Statements and Exhibits.

 

(d)Exhibits.

 

Exhibit No.   Description
     
    99.1   Press Release dated September 21, 2016   

  

 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

 

Date: September 21, 2016   CROSSROADS CAPITAL, INC.
     
     
  By: /s/ Ben H. Harris, J.D.
    Ben H. Harris, J.D.  
    President and Chief Executive Officer