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EX-10.1 - EXHIBIT 10.1 - SYNTHESIS ENERGY SYSTEMS INCexh_101.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

Form 8-K

 

 

Current Report Pursuant to Section 13 or 15(d) of
the Securities Act of 1934

 

Date of Report (Date of earliest event reported): November 20, 2015

 

 

 

Synthesis Energy Systems, Inc.
(Exact name of registrant as specified in its charter)

 

 

  

Delaware 001-33522 20-2110031
(State or other jurisdiction (Commission (I.R.S. Employer
of incorporation) File Number) Identification No.)
     
     
Three Riverway, Suite 300
Houston, Texas
77056
(Address of principal executive offices) (Zip Code)

 

 

(713) 579-0600
(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[   ]   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[   ]   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[   ]   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14-2(b))

 

[   ]   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CRF 240.133-4(c))

 

 

Item 5.07             Submission of Matters to a Vote of Security Holders.

 

At the Annual Meeting of Stockholders for the year ended June 30, 2015 of Synthesis Energy Systems, Inc. (the “Company”), which was held on November 20, 2015, six directors were elected for terms expiring on the date of the annual meeting for the year ended June 30, 2016. As to each nominee for director, the results of the voting were as follows:

 

Name of Nominee   Number of Votes
Voted For
  Number of Votes
Withheld
  Number of Broker
Non-Votes
Lorenzo Lamadrid    39,754,902   1,767,451   15,907,388
Robert Rigdon    41,104,882   417,471   15,907,388
Denis Slavich    41,071,407   450,946   15,907,388
Harry Rubin    41,071,757   450,596   15,907,388
Xu, Ziwang    41,104,907   417,446   15,907,388
Charles Brown    41,071,382   450,971   15,907,388

 

The result of the vote on the approval of the 2015 Long Term Incentive Plan was as follows:

 

Number of Votes
Voted For
  Number of Votes
Voted Against
  Number of Votes
Abstaining
  Number of
Broker Non-Votes
39,526,338   1,585,611   410,403   15,907,389

 

The result of the vote on the ratification of BDO USA, LLP as the Company’s independent registered public accounting firm was as follows:

 

Number of Votes
Voted For
  Number of Votes
Voted Against
  Number of Votes
Abstaining
  Number of
Broker Non-Votes
56,791,631   429,614   208,496   0

 

A copy of the 2015 Long Term Incentive Plan is filed herewith as Exhibit 10.1.

 

 

Item 9.01             Financial Statements and Exhibits

 

  Exhibits  
       
    *10.1 Synthesis Energy Systems, Inc. 2015 Long Term Incentive Plan.
       
    * Filed herewith.

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Synthesis Energy Systems, Inc.
     
     
Dated:  November 20, 2015 /s/ Robert Rigdon  
  Robert Rigdon  
  President and Chief Executive Officer