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EX-99.1 - EXHIBIT 99.1 - CROSSROADS LIQUIDATING TRUST | a50846891ex99_1.htm |
UNITED
STATES SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of Report::
April 17, 2014
KEATING CAPITAL, INC.
(Exact
name of registrant as specified in its charter)
Maryland |
000-53504 |
26-2582882 |
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
5251 DTC Parkway, Suite 1100 Greenwood Village, CO 80111 |
(Address of principal executive offices and zip code) |
Registrant’s telephone number, including area code: (720) 889-0139
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure.
Keating Capital, Inc. (the “Company”) notes that, TrueCar, Inc. and Zoosk, Inc., both Keating Capital portfolio companies, filed a registration statement with the U.S. Securities and Exchange Commission (“SEC”) for a proposed initial public offering (“IPO”) of common stock. The number of shares to be offered and the price range for the offerings have not been determined.
The registration statements relating to these securities being offered in these proposed IPOs have been filed with the SEC but have not yet become effective. Accordingly, Keating Capital can give no assurances that TrueCar or Zoosk will complete an IPO, and even if completed, when it may be completed and the total amount raised, or at what price and under what terms.
A copy of the Company’s press release dated April 17, 2014 is attached as Exhibit 99.1, and is incorporated herein by this reference.
Item 9.01 Financial Statements and Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
Exhibit No. Description
99.1 Press Release dated April 17, 2014
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: |
April 17, 2014 |
KEATING CAPITAL, INC. |
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By: |
/s/ Timothy J. Keating |
Timothy J. Keating |
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President and Chief Executive Officer |
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