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EX-99.1 - EXHIBIT 99.1 - PEOPLES FINANCIAL SERVICES CORP.ex99_1.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
 
Date of Report: October 16, 2013
(Date of earliest event reported)
 
PEOPLES FINANCIAL SERVICES CORP.
(Exact name of registrant as specified in its charter)
 
Pennsylvania
 
0-23863
 
23-2391852
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
82 Franklin Avenue, Hallstead, PA 18822
(Address of principal executive offices) (Zip Code)
 
(570) 879-2175
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
x Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Item 2.02 Results of Operations and Financial Condition

The Registrant issued a press release regarding earnings for the third quarter of 2013 on October 16, 2013, attached as Exhibit 99.1 and incorporated herein by reference.
 
The information furnished under this Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed “filed” for purposes of the Securities Exchange Act of 1934, as amended.

Item 8.01 Other Events.
 
 
Item 9.01
Financial Statements and Exhibits.

(d) Exhibits

Exhibit No. Description
99.1 Press Release of Peoples Financial Services Corp., dated October 16, 2013, regarding Third Quarter 2013 Earnings.

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
PEOPLES FINANCIAL SERVICES CORP.
 
 
 
Date: October 16, 2013
 
By:
/s/ Alan W. Dakey
 
 
Name:
Alan W. Dakey
 
 
Title:
President/CEO
 
 
 
 
Date: October 16, 2013
 
By:
/s/ Scott A. Seasock
 
 
Name:
Scott A. Seasock
 
 
Title:
Senior Vice President/CFO

EXHIBIT INDEX

Exhibit
No.
Description
 
 
Press Release of Peoples Financial Services Corp., dated October 16, 2013, regarding Third Quarter 2013 Earnings.