Attached files

file filename
EX-10.1 - 10.1 - USMD Holdings, Inc.d497918dex101.htm

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): February 28, 2013

 

 

USMD Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-35639   27-2866866

(State of

incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification Number)

6333 North State Highway 161, Suite 200

Irving, Texas 75038

(Address of principal executive offices)

Registrant’s telephone number, including area code: (214) 493-4000

 

 

Check the appropriate box if the Form 8-K filing is intended to simultaneously satisfy the reporting obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act

 

¨ Soliciting material pursuant to Rule 14a-12 of the Exchange Act

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) Exchange Act

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) Exchange Act

 

 

 


Item 1.01. Entry into a Definitive Material Agreement

On February 28, 2013, USMD Holdings, Inc. (the “Company”) entered into Amendment No. 1 to Credit Agreement (the “Amendment”) with JPMorgan Chase Bank, N.A., as Agent, and other lenders to amend that certain Credit Agreement dated August 31, 2012 (the “Credit Agreement”) by and between the Company, certain other borrowers, JPMorgan Chase Bank, N.A., as Agent, and other lenders. As previously disclosed, the Credit Agreement provided for a six month revolving credit facility of up to $10 million (“Revolver”) and term loan facilities of up to $21 million.

Among other things, the Amendment extends the maturity date of the Revolver from February 28, 2013 to February 28, 2014. The Amendment also permits specified borrowers under the Credit Agreement to grant subordinated liens to specific parties under certain specified conditions.

The foregoing description of the Amendment is qualified in its entirety by reference to the Amendment, which is attached hereto as Exhibit 10.1 and incorporated by reference herein.

 

Item 9.01. Financial Statements and Exhibits

 

  (d) Exhibits.

 

  10.1 Amendment No. 1 to Credit Agreement dated February 28, 2013 by and among USMD Holding, Inc., certain other borrowers, JPMorgan Chase Bank, N.A., as Agent, and certain other lenders

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  USMD HOLDINGS, INC.
Date: March 6, 2013   By:  

/s/ Christopher Dunleavy

    Christopher Dunleavy
    Executive Vice President and Chief Financial Officer