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EX-99.1 - EX-99.1 - SYNTHESIS ENERGY SYSTEMS INCd481858dex991.htm
EX-99.2 - EX-99.2 - SYNTHESIS ENERGY SYSTEMS INCd481858dex992.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 8-K

 

 

Current Report

Pursuant to Section 13 or 15(d) of

the Securities Act of 1934

Date of Report (Date of earliest event reported): February 5, 2013

 

 

Synthesis Energy Systems, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-33522   20-2110031
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (I.R.S. Employer
Identification No.)

 

Three Riverway, Suite 300, Houston, Texas   77056
(Address of principal executive offices)   (Zip Code)

(713) 579-0600

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CRF 240.133-4(c))

 

 

 


In accordance with General Instruction B.2. of Form 8-K, the information presented under Item 2.02 and Item 7.01 of this Current Report on Form 8-K shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such a filing.

 

Item 2.02 Results of Operations and Financial Condition.

On February 6, 2013, Synthesis Energy Systems, Inc. (the “Company”) issued an earnings release announcing the financial results for its fiscal second quarter ended December 31, 2012. A copy of the press release is furnished herewith as Exhibit 99.1.

 

Item 7.01 Regulation FD Disclosure

On February 5, 2013, the Company issued a press release announcing additional progress towards the commissioning of the remaining equipment systems at the Yima Joint Venture plant. A copy of the press release is furnished herewith as Exhibit 99.2.

 

Item 9.01 Financial Statements and Exhibits

 

  (a) Financial Statements of business acquired

None.

 

  (b) Pro Forma Financial Information

None.

 

  (c) Shell Company Transactions

None.

 

  (d) Exhibits

 

  *99.1 Press Release dated February 6, 2013 relating to second quarter financial results.

 

  *99.2 Press Release dated February 5, 2013 relating to Yima Joint Venture plant.

* = Furnished herewith


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Synthesis Energy Systems, Inc.
Dated: February 6, 2013  

/s/ Robert Rigdon

  Robert Rigdon
  President and Chief Executive Officer

 


EXHIBIT INDEX

 

*99.1 Press Release dated February 6, 2013 relating to second quarter financial results.

 

*99.2 Press Release dated February 5, 2013 relating to Yima Joint Venture plant.

* = Furnished herewith