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EX-99.1 - EXHIBIT 99.1 - TOWER FINANCIAL CORPex99_1.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

FORM 8-K
CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 26, 2012

TOWER FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)

Indiana
000-25287
35-2051170
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)

116 East Berry Street, Fort Wayne, Indiana 46802
(Address of principal executive offices)
 
Registrant’s telephone number, including area code:  (260) 427-7000

Not Applicable
(Former name or former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 

 
 
Item 2.02   Results of Operation and Financial Condition

On April 26, 2012, Tower Financial Corporation issued a press release titled “Tower Financial Corporation reports first quarter net income of $1.1 million.”

The full text of the press release, together with the exhibits thereto, is furnished herewith as Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities and Exchange Act of 1954, as amended, and shall not be deemed incorporated by reference into any registration statement or other document filed pursuant to the Securities Act of 1933, as amended.

Item 9.01 Financial Statement and Exhibits

 (c)           Exhibits

Press release, dated April 26, 2012, reporting Tower Financial Corporation’s financial results for its first quarter ended March 31, 2012.
 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated:  April 26, 2012

 
TOWER FINANCIAL CORPORATION
     
     
 
By:
/s/ Michael D. Cahill
   
Michael D. Cahill, Chief Executive Officer
   
Tower Financial Corporation