Attached files

file filename
EX-31.1 - EXHIBIT 31.1 - TODA INTERNATIONAL HOLDINGS INC.v309960_ex31-1.htm
EX-31.2 - EXHIBIT 31.2 - TODA INTERNATIONAL HOLDINGS INC.v309960_ex31-2.htm
EX-10.34 - EXHIBIT 10.34 - TODA INTERNATIONAL HOLDINGS INC.v309960_ex10-34.htm
EX-10.35 - EXHIBIT 10.35 - TODA INTERNATIONAL HOLDINGS INC.v309960_ex10-35.htm
EX-10.33 - EXHIBIT 10.33 - TODA INTERNATIONAL HOLDINGS INC.v309960_ex10-33.htm
EX-10.36 - EXHIBIT 10.36 - TODA INTERNATIONAL HOLDINGS INC.v309960_ex10-36.htm

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 10-K

AMENDMENT NO. 1

 

S ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2011

 

£ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from _____________ to _______________.

 

Commission File No. 000-52346

 

TODA INTERNATIONAL HOLDINGS INC.

(Exact Name of Registrant as Specified in Its Charter)

  

CAYMAN ISLANDS   N/A

(State or Other Jurisdiction

of  Incorporation or Organization)

  (I.R.S. Employer Identification No.)

 

c/o Dalian TOFA New Materials Development Co, Ltd.

No. 18-2-401 Gangjing Garden, Dandong Street, Zhongshan District

Dalian, Liaoning Province, PRC  116001

(Address of Principal Executive Offices, including zip code)

 

011-86-(411) 8278-9758

(Registrant’s Telephone Number, Including Area Code)

 

Securities registered under Section 12(b) of the Exchange Act:  None

 

Securities registered under Section 12(g) of the Exchange Act:  Ordinary stock, par value $0.000256 per share

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.       Yes ¨ No x

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.       Yes ¨ No x

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.      Yes x No ¨

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (Section 229.405) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. ¨

 

Indicate by check mark whether the registrant is a large accelerated filer, accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer," "accelerated filer” and "smaller reporting company" in Rule 12b-2 of the Exchange Act (check one):

 

Large accelerated filer  £   Accelerated filer  £
Non-accelerated filer  £  (Do not check if a smaller reporting company) Smaller reporting company   x

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).      Yes ¨ No x

 

April 13, 2012, there were 27,780,000 shares of the registrant's ordinary stock, par value $0.000256 were outstanding.

 

 
 

 

TODA INTERNATIONAL HOLDINGS, INC.

 

FORM 10-K/A

 

Explanatory Note

 

This Amendment No. 1 on Form 10-K/A amends the Annual Report on Form 10-K of TODA International Holdings, Inc. for the fiscal year ended December 31, 2011 as originally filed with the Securities and Exchange Commission (the “SEC”) on April 16, 2012 (the “Original Filing”). This Form 10-K/A amends Item 15 of Part IV of the Original Filing to include in the list of exhibits reference to the Exhibit 101 XBRL interactive data, to include new exhibits 10.33 through 10.36 and to include new certifications by our principal executive officer and principal financial officer under Section 302 of the Sarbanes-Oxley Act of 2002 as required by Rule 12b-15 under the Securities Exchange Act of 1934, as amended. Because this Form 10-K/A includes no financial statements, we are not including certifications pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

Except for the amendment described above, we have not modified or updated disclosures presented in the Original Filing in this Form 10-K/A. Accordingly, this Form 10-K/A does not reflect events occurring after the filing of the Original Filing or modify or update those disclosures affected by subsequent events. Information not affected by this amendment remains unchanged and reflects the disclosures made at the time the Original Filing was filed. Therefore, this Form 10-K/A should be read in conjunction with any documents incorporated by reference therein and our filings made with the SEC subsequent to the Original Filing.

 

INDEX TO FORM 10-K/A

 

PART IV.
Item 15. Exhibits and Financial Statement Schedules
   

EXHIBIT INDEX

 

10.33 English Translation of Export Loan Contract, dated February 16, 2011, by and between Shenzhen Development Bank Dalian Branch and Dalian TOFA New Material Development Co., Ltd.
   
10.34 English Translation of Loan Contract, dated November 16, 2011, by and between Dalian Tongda Equipment Technology Development Co. Ltd. and Industrial and Commercial Bank of China Ganjingzy Branch
   
10.35 English Translation of Loan Contract, dated November 16, 2011, by and between Dalian Tongda Equipment Technology Development Co. Ltd. and Industrial and Commercial Bank of China Ganjingzy Branch
   
10.36 English Translation of Agreement for Domestic Factoring Services, dated September 27, 2011, by and between Dalian Tongda Equipment Technology Development Co. Ltd. and Industrial and Commercial Bank of China Ganjingzy Branch
   
101 Interactive Data Files (XBRL).
   
31.1 Certification of our Chief Executive Officer pursuant to Rules 13a-14 and 15d-14 under the Securities Exchange Act of 1934, as amended.
   
31.2 Certification of our Chief Financial Officer pursuant to Rules 13a-14 and 15d-14 under the Securities Exchange Act of 1934, as amended.

 

2
 

 

SIGNATURES

 

Pursuant to the requirements of the Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on the 20th day of April, 2012.

 

  TODA INTERNATIONAL HOLDINGS, INC.
   
  By:   /s/ Chuan-Tao Zheng
    Chuan-Tao Zheng
    President and Chief Executive Officer

 

Power of Attorney

 

In accordance with the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

Signature   Title   Date
         
/s/ Chuan-Tao Zheng        
Chuan-Tao Zheng   President, Chief Executive Officer and   April 20, 2012
    Chairman of the Board    
    (Principal Executive Officer)    
         
*        
Yue Kou   Chief Financial Officer   April 20, 2012
    (Principal Financial Officer and    
    Principal Accounting Officer)    
         
*        
Yu-Kai Wang   Director   April 20, 2012
         
*        
Yu-Long Wang   Director   April 20, 2012
         

 

* By: /s/ Chuan-Tao Zheng  
    Attorney in fact  

 

3