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EX-99.1 - EXHIBIT 99.1 - REVA Medical, Inc.d273106dex991.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): December 21, 2011

 

 

 

REVA MEDICAL, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   000-54192   33-0810505

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

5751 Copley Drive, San Diego, CA 92111

(Address of principal executive offices, including zip code)

(858) 966-3000

Registrant’s telephone number, including area code:

 

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01 Other Events

On December 21, 2011, REVA Medical, Inc. (“REVA”) issued a press release announcing the initiation of a pilot clinical trial. A copy of the press release is attached to this report as Exhibit 99.1.

Cautionary Statements

This Current Report on Form 8-K and the press release include “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Although we believe that the expectations reflected in the forward-looking statements are reasonable, we can give no assurance that such expectations will prove to be correct. Important factors that could impair REVA’s operating performance or developments, include without limitation, expectations with respect to regulatory submissions and approvals, expectations with respect to clinical trials, including enrollment in or completion of clinical trials, expectations with respect to the integrity or capabilities of REVA’s intellectual property position, REVA’s ability to commercialize existing products, REVA’s ability to develop and commercialize new products, and REVA’s estimates regarding capital requirements and financial performance, including profitability. More detailed information about REVA’s risks are disclosed in the “Risk Factors” section contained in REVA’s final prospectus filed pursuant to Rule 424(b)(4) of the Securities Act of 1933, as amended, and other periodic reports filed with the Securities and Exchange Commission. All forward-looking statements are expressly qualified in their entirety by such factors. We do not undertake any duty to update any forward-looking statement except as required by law.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit No.

  

Description

99.1    Press Release dated December 21, 2011.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    REVA Medical, Inc.

Date: December 22, 2011

    By:  

/s/ Katrina Thompson

      Katrina Thompson
     

Chief Financial Officer

(principal financial and

accounting officer)


Index to Exhibits

 

Exhibit

Number

  

Description of Exhibits

99.1    Press Release dated December 21, 2011.