SPARTON CORP - FORM 10-K - EX-10.15 - AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT - September 7, 2011

Attached files

file filename
10-K - FORM 10-K - SPARTON CORPd10k.htm
EX-21.1 - SUBSIDIARIES OF SPARTON CORPORATION - SPARTON CORPdex211.htm
EX-31.2 - CHIEF FINANCIAL OFFICER CERTIFICATION UNDER SECTION 302 - SPARTON CORPdex312.htm
EX-23.1 - CONSENT OF BDO USA, LLP - SPARTON CORPdex231.htm
EX-32.1 - CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER 906 CERTIFICATION - SPARTON CORPdex321.htm
EX-10.18 - SUBCONTRACT - SPARTON CORPdex1018.htm
EX-10.16 - AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT - SPARTON CORPdex1016.htm
EX-10.12 - AWARD/CONTRACT - SPARTON CORPdex1012.htm
EX-10.14 - AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT - SPARTON CORPdex1014.htm
EX-10.19 - EMPLOYMENT AGREEMENT - SPARTON CORPdex1019.htm
EX-10.13 - AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT - SPARTON CORPdex1013.htm
EX-10.11 - AMENDMENT NO. 2 TO AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT - SPARTON CORPdex1011.htm
EX-10.20 - EMPLOYMENT AGREEMENT - SPARTON CORPdex1020.htm
EX-10.21 - AMENDMENT TO THE SPARTON CORPORATION 2010 LONG-TERM INCENTIVE PLAN - SPARTON CORPdex1021.htm
EX-10.17 - SUBCONTRACT - SPARTON CORPdex1017.htm
EX-31.1 - CHIEF EXECUTIVE OFFICER CERTIFICATION UNDER SECTION 302 - SPARTON CORPdex311.htm

Exhibit 10.15

CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE “SEC”). THE NON-PUBLIC INFORMATION HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE SEC. EACH REDACTED PORTION OF THE AGREEMENT IS INDICATED BY A “[        ]” AND IS SUBJECT TO THE REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE SEC. THE REDACTED INFORMATION IS CONFIDENTIAL INFORMATION OF SPARTON CORPORATION.

 

AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT    1. CONTRACT ID CODE    PAGE OF PAGES  
   J    1    6

2. AMENDMENT/MODIFICATION NO.

    3. EFFECTIVE DATE     4. REQUISITION/PURCHASE REQ. NO.     5. PROJECT NO. (If applicable) 

P00003

    25 July 2011    SEE SCHEDULE     
6. ISSUED BY   CODE        N00421    7. ADMINISTERED BY (If other than item 6)    CODE        S3605A
              DCMA DAYTON        
    NAVAL AIR WARFARE CENTER AD (PAX)           AREA C, BUILDING 30        
    CODE 2.5.1.9 - BLDG 441           1725 VAN PATTON DRIVE        
    21983 BUNDY RD           WRIGHT-PATTERSON AFB OH 45433-5302     
    PATUXENT RIVER MD 20670           
            
                

8. NAME AND ADDRESS OF CONTRACTOR (No., Street, County, State and Zip Code)

    ERAPSCO

    DAVID JOST

    4578 EAST PARK 30 DR

    COLUMBIA CITY IN 46725-8869

         9A. AMENDMENT OF SOLICITATION NO.
        9B. DATED (SEE ITEM 11)
   X   

10A. MOD. OF CONTRACT/ORDER NO.

N00421-11-C-0030

         

X

   

 

10B. DATED (SEE ITEM 13)

08-Apr-2011

CODE     0CCL9    FACILITY CODE      
11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS
¨    The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offer    ¨   is extended,    ¨   is not extended.

        Offer must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended by one of the following methods:

        (a) By completing Items 8 and 15, and returning              copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment you desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified.

12.   ACCOUNTING AND APPROPRIATION DATA (If required)

 
13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS.
IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.
    

A.  THIS  CHANGE  ORDERIS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.

 

    

B.  THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(B).

 

    

C.  THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:

 

X

   

D.  OTHER (Specify type of modification and authority)

   Mutual agreement of the parties
E. IMPORTANT:   Contractor         ¨  is not,         x  is required to sign this document and return 1 copies to the issuing office.

14.   DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.)

        Modification Control Number:         leitchj118144

 

The purpose of this modification is to add revised delivery schedule P00003 and incorporate Deviation(s) D-0030-2 and D-0030-1R1 to contract N00421-11-C-0030. In consideration for these Deviations, Sparton has agreed to add 48 AN/SSQ-53F sonobuoys to Lot 68 of the contract.

 
 
 
 
Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect.
15A. NAME AND TITLE OF SIGNER (Type or print)    16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
       Gregory T. Blew
Mark Belyea, Contract Manager        TEL:    EMAIL:
15B. CONTRACTOR/OFFEROR   15C. DATE SIGNED    16B. UNITED STATES OF AMERICA    16C. DATE SIGNED
           
      /s/ Mark Belyea                                   25 July 2011    BY    /s/ Gregory T. Blew                                    25 July 2011
(Signature of person authorized to sign)                    (Signature of Contracting Officer)     

EXCEPTION TO SF 30

    30-105-04    STANDARD FORM 30 (Rev. 10-83)

APPROVED BY OIRM 11-84

       Prescribed by GSA
      FAR (48 CFR) 53.243

CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE “SEC”). THE NON-PUBLIC INFORMATION HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE SEC. EACH REDACTED PORTION OF THE AGREEMENT IS INDICATED BY A “[    ]” AND IS SUBJECT TO THE REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE SEC. THE REDACTED INFORMATION IS CONFIDENTIAL INFORMATION OF SPARTON CORPORATION.

N00421-11-C-0030

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SECTION SF 30 BLOCK 14 CONTINUATION PAGE

SUMMARY OF CHANGES

SECTION B - SUPPLIES OR SERVICES AND PRICES

CLIN 0027 is added as follows:

 

ITEM NO

   

SUPPLIES/SERVICES

    QUANTITY    UNIT    UNIT PRICE      AMOUNT  

0027

                $ [             ] 
  

Consideration

FFP

FOB: Destination

  

  

  

   
              
              

 

 

  
     NET AMT       $ [             ] 

SUBCLIN 0027AA is added as follows:

 

ITEM NO

   

SUPPLIES/SERVICES

    QUANTITY     UNIT      UNIT PRICE      AMOUNT  

0027AA

         [             ]      Each          $ [             ] 
  

AN/SSQ-53F Sonobuoys

FFP

[            ] AN/SSQ-53Fsonobuoys

FOB: Destination

  

  

  

  

   
             
             

 

 

  
     NET AMT       $ [             ] 

SECTION E - INSPECTION AND ACCEPTANCE

The following Acceptance/Inspection Schedule was added for CLIN 0027:

 

INSPECT AT

    INSPECT BY    ACCEPT AT    ACCEPT BY

N/A

    N/A    N/A    Government

The following Acceptance/Inspection Schedule was added for SUBCLIN 0027AA:

 

INSPECT AT

    INSPECT BY    ACCEPT AT    ACCEPT BY

N/A

    N/A    N/A    Government

 

[    ] CONFIDENTIAL TREATMENT REQUESTED BY SPARTON CORPORATION.

CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE “SEC”). THE NON-PUBLIC INFORMATION HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE SEC. EACH REDACTED PORTION OF THE AGREEMENT IS INDICATED BY A “[    ]” AND IS SUBJECT TO THE REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE SEC. THE REDACTED INFORMATION IS CONFIDENTIAL INFORMATION OF SPARTON CORPORATION.

N00421-11-C-0030

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SECTION F - DELIVERIES OR PERFORMANCE

The following have been added by full text:

REVISE DELIVERY SCHED P00003

Revised Delivery Schedule P00003

AN/SSQ-36B Sonobuoy

 

Delivery Date

    Lot #    Place of
Performance		    CLIN 0001
Production
Units		     CLIN 0001
Test
Samples		     Lot Size  

4/7/2012

    1    Sparton      [             ]      [             ]      [             ] 

8/23/2012

    2    Sparton      [             ]      [             ]      [             ] 

1/7/2013

    3    Sparton      [             ]      [             ]      [             ] 

TOTAL:

            [             ]      [             ]      [             ] 

 

[    ] CONFIDENTIAL TREATMENT REQUESTED BY SPARTON CORPORATION.

CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE “SEC”). THE NON-PUBLIC INFORMATION HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE SEC. EACH REDACTED PORTION OF THE AGREEMENT IS INDICATED BY A “[    ]” AND IS SUBJECT TO THE REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE SEC. THE REDACTED INFORMATION IS CONFIDENTIAL INFORMATION OF SPARTON CORPORATION.

N00421-11-C-0030

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AN/SSQ-53F Sonobuoy

 

Delivery Date

    Lot #    Place of
Performance		    CLIN
0005AA
PU		     CLIN
0005AA
TS		     CLIN
0005AB
PU		     CLIN
0005AB
TS		     CLIN
0005AC
PU		     CLIN
0006AA
PU		     CLIN
0006AB
PU		     CLIN
0027AA
PU		     Lot Size  

4/7/2012

    1    USSI      [             ]      [             ]                  [             ] 

4/19/2012

    51    Sparton      [             ]      [             ]                  [             ] 

5/1/2012

    2    USSI      [             ]      [             ]                  [             ] 

5/13/2012

    52    Sparton      [             ]      [             ]                  [             ] 

5/25/2012

    3    USSI      [             ]      [             ]                  [             ] 

6/6/2012

    53    Sparton      [             ]      [             ]                  [             ] 

6/18/2012

    4    USSI      [             ]      [             ]                  [             ] 

6/30/2012

    54    Sparton      [             ]      [             ]                  [             ] 

7/12/2012

    5    USSI      [             ]      [             ]                  [             ] 

7/24/2012

    55    Sparton      [             ]      [             ]                  [             ] 

8/5/2012

    6    USSI      [             ]      [             ]                  [             ] 

8/17/2012

    56    Sparton      [             ]      [             ]                  [             ] 

8/29/2012

    7    USSI      [             ]      [             ]                  [             ] 

9/10/2012

    57    Sparton      [             ]      [             ]                  [             ] 

9/22/2012

    8    USSI      [             ]      [             ]                  [             ] 

10/4/2012

    58    Sparton      [             ]      [             ]                  [             ] 

10/16/2012

    9    USSI      [             ]      [             ]                  [             ] 

10/28/2012

    59    Sparton      [             ]      [             ]                  [             ] 

11/9/2012

    10    USSI      [             ]      [             ]                  [             ] 

11/21/2012

    60    Sparton      [             ]      [             ]                  [             ] 

12/3/2012

    11    USSI      [             ]      [             ]                  [             ] 

12/15/2012

    61    Sparton      [             ]      [             ]                  [             ] 

12/27/2012

    12    USSI      [             ]      [             ]                  [             ] 

1/8/2013

    62    Sparton      [             ]      [             ]                  [             ] 

1/20/2013

    13    USSI      [             ]      [             ]                  [             ] 

2/1/2013

    63    Sparton      [             ]      [             ]                  [             ] 

4/7/2013

    14    USSI      [             ]      [             ]            [             ]          [             ] 

2/25/2013

    64    Sparton      [             ]      [             ]                  [             ] 

3/9/2013

    65    Sparton      [             ]      [             ]                  [             ] 

3/21/2013

    66    Sparton      [             ]      [             ]      [             ]      [             ]              [             ] 

4/2/2013

    67    Sparton      [             ]      [             ]      [             ]      [             ]      [             ]            [             ] 

4/7/2013

    68    Sparton      [             ]      [             ]      [             ]      [             ]      [             ]      [             ]      [             ]      [             ]      [             ] 

TOTAL:

            [             ]      [             ]      [             ]      [             ]      [             ]        [             ]      [             ]   

 

[    ] CONFIDENTIAL TREATMENT REQUESTED BY SPARTON CORPORATION.

CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE “SEC”). THE NON-PUBLIC INFORMATION HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE SEC. EACH REDACTED PORTION OF THE AGREEMENT IS INDICATED BY A “[    ]” AND IS SUBJECT TO THE REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE SEC. THE REDACTED INFORMATION IS CONFIDENTIAL INFORMATION OF SPARTON CORPORATION.

N00421-11-C-0030

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AN/SSQ-62E Sonobuoy

 

Delivery Date

    Lot #    Place of
Performance		    CLIN 0009
Production
Units		     CLIN 0009
Test
Samples		     Lot Size  

4/7/2012

    1    USSI      [             ]      [             ]      [             ] 

5/30/2012

    51    Sparton      [             ]      [             ]      [             ] 

7/22/2012

    2    USSI      [             ]      [             ]      [             ] 

9/13/2012

    52    Sparton      [             ]      [             ]      [             ] 

11/5/2012

    3    USSI      [             ]      [             ]      [             ] 

12/28/2012

    53    Sparton      [             ]      [             ]      [             ] 

2/19/2013

    4    USSI      [             ]      [             ]      [             ] 

4/7/2013

    54    Sparton      [             ]      [             ]      [             ] 

TOTAL:

            [             ]      [             ]      [             ] 

SECTION J - LIST OF DOCUMENTS, EXHIBITS AND OTHER ATTACHMENTS

The following have been modified:

EXHIBITS AND ATTACHMENTS

Exhibit A – Contract Data Requirements List (CDRL):

 

CDRL

   

Description

A001

    Design Data and Calculations

A002

    Test Plan

A003

    Test/Inspection Report

A004

    Failure Analysis and Corrective Action Report

A005

    Engineering Change Proposal

A006

    Request for Deviation

A007

    Request for Waiver

A008

    Quality System Plan

A009

    Photographic Requirements

A00A

    Bar Code Identification Report

A00B

    Test Scheduling Report (90 Day Forecast)

A00C

    Scientific/Technical Report (Deviation Summary)

A00D

    Status Report (Monthly Status Report)

A00E

    Production Status Report (IBP PP Questionnaire)

 

[    ] CONFIDENTIAL TREATMENT REQUESTED BY SPARTON CORPORATION.

CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE “SEC”). THE NON-PUBLIC INFORMATION HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE SEC. EACH REDACTED PORTION OF THE AGREEMENT IS INDICATED BY A “[    ]” AND IS SUBJECT TO THE REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE SEC. THE REDACTED INFORMATION IS CONFIDENTIAL INFORMATION OF SPARTON CORPORATION.

N00421-11-C-0030

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A00F

    Test/Inspection Report (Q-53F Calibration data)

A00G

    Operations Security (OPSEC) Plan

Attachments:

 

1

    Production Sonobuoy Specification (PSS) for Bathythermograph Transmitting Set AN/SSQ-36B and Sonobuoys AN/SSQ-53F, 62E, 77C and 101A Oct 2008 (Revised 17 Mar 2011 REV A, CHG 1

2

    PSS Appendix A Launcher Container, “A” Size Sonobuoy LAU-126/A “A” Size Sonobuoy Launcher Container (SLC) Rev. A, Change 0 dated 14 August 2009

3

    PSS Appendix B Sonobuoy Decelerator Effective Drag Area, Ballistic Coefficient and Parachute Construction Requirements dated 1 October 2008

4

    PSS Appendix C Production Sonobuoy Program Marking Requirements dated 3 Mar 2011, REV B, CHG0

5

    PSS Appendix D Product Assurance Requirements for Sonobuoy Procurements dated 3 Mar 2011 REV A, CHG1

6

    PSS Appendix E Requirements for the Sonobuoy Command Function Selection System Rev. A, Change 0 dated 14 August 2009

7

    PSS Appendix F Hazards of Electromagnetic Radiation to Ordnance (HERO) Certification Requirements for Production and Development Sonobuoys dated 1 October 2008

8

    PSS Appendix G Pallet Loading Requirements dated 1 October 2008

9

    PSS Appendix H Sonobuoy Requirements for the Control of Radiated Electromagnetic Interference (EMI) Rev. A, Change 0 dated 14 August 2009

10

    Contract Security Classification Specification (DD Form 254)

11

    Standard Operating Procedure for Laboratory & Ocean Testing of Sonobuoys, SLCs and Associated Packaging (4.5.14-SOP-004 REV E, CHG 0) dated 1 October 2008

12

    Open Ocean Test Defect Criteria (4.5.14-SOP-005 REV A, CHG 2) dated 1 September 2009

13

    Reserved

14

    Reserved

15

    GPS Sonobuoy Requirement for Analog VHF Uplink Rev. C dated 25 September 2006

16

    Reserved

17

    Air Antisubmarine Warfare (ASW) Configuration Management Plan (PMA264-CMP REV-, CHG 0) dated July 2009

18

    Subcontracting Plan (USSI)

19

    Subcontracting Plan (Sparton)

20

    COR Appointment Letter (Kimble)

21

    COR Appointment Letter (Perry)

22

    Request for Deviation D-0030-2 (Approved 07/01/11)

23

    Request for Deviation D-0030-1R1 (Approved 07/01/11)

 

Drawings and Data Lists:

   

Description

NAVSEA Drawing 7375874 No Rev.

    Base, Bayonet

NAVAIR Drawing 1458AS202 Rev. C

    Container assembly, sonobuoy, unsealed, CNU/239E

NAVAIR DL 1458AS202 No Rev.

    Data List for Drawing 1458AS202

NAVSEA DL 7375860 No Rev.

    Data List 36 and 48 Unit Pallet Assembly

NAVSEA Drawings 7375861 – 7375876 No. Rev.

    36 and 48 Unit Pallet Assembly

NAVAIR Drawing 3065AS100 Rev. A

    ‘A’ Size Store Launch Container

ASTM D3953

    Standard Specification for Strapping, Flat Steel and Seals

 

[    ] CONFIDENTIAL TREATMENT REQUESTED BY SPARTON CORPORATION.

CERTAIN PORTIONS OF THESE MATERIALS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE “SEC”). THE NON-PUBLIC INFORMATION HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE SEC. EACH REDACTED PORTION OF THE AGREEMENT IS INDICATED BY A “[    ]” AND IS SUBJECT TO THE REQUEST FOR CONFIDENTIAL TREATMENT SUBMITTED TO THE SEC. THE REDACTED INFORMATION IS CONFIDENTIAL INFORMATION OF SPARTON CORPORATION.

N00421-11-C-0030

(leitchj118144)

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DIDs may be accessed electronically at the following website:

http://assist.daps.dla.mil/quicksearch/

(End of Summary of Changes)

 

[    ] CONFIDENTIAL TREATMENT REQUESTED BY SPARTON CORPORATION.

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