UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 24, 2011
Headwaters Incorporated
(Exact name of registrant as specified in its charter)
| Delaware | 1-32459 | 87-0547337 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification Number) |
| 10653 South River Front Parkway, Suite 300 South Jordan, UT |
84095 | |||||
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (801) 984-9400
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
On February 24, 2011 we held our 2011 Annual Meeting of Stockholders. One of the voting items at the 2011 Annual Meeting was an advisory vote on the frequency of holding an advisory vote on executive compensation. As reported in our Form 8-K filed on February 25, 2011, the results of the voting on the frequency of holding an advisory vote on executive compensation was as follows: 1 year – 22,508,045; 2 years – 324,583; 3 years – 7,483,577; abstain – 882,050.
Headwaters’ Board of Directors took under advisement the stockholder voting on frequency of holding an advisory vote on executive compensation and determined that the Company would hold a non-binding, advisory vote on executive compensation at the 2012 Annual Meeting to be held in early calendar 2012.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: July 6, 2011
| HEADWATERS INCORPORATED | ||
| (Registrant) | ||
| By: |
/s/ Kirk A. Benson | |
| Kirk A. Benson Chief Executive Officer (Principal Executive Officer) | ||
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