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EX-99.1 - EXHIBIT 99.1 - CROSSROADS LIQUIDATING TRUSTa6623390ex99_1.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549



FORM 8-K

Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

February 23, 2011 (February 22, 2011)

KEATING CAPITAL, INC.
(Exact name of registrant as specified in its charter)

Maryland

000-53504

26-2582882

(State or other jurisdiction

of incorporation)

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

5251 DTC Parkway, Suite 1000

Greenwood Village, CO  80111

(Address of principal executive offices and zip code)


Registrant’s telephone number, including area code: (720) 889-0139

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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Item 7.01     Regulation FD Disclosure.

On February 23, 2011, Keating Capital, Inc. (the “Company”) issued a press release disclosing that the Company made an additional $900,000 investment in MBA Polymers, Inc., one of its existing portfolio companies.  This additional investment was made on February 22, 2011, as part of an extension of MBA Polymers’ Series G Convertible Preferred Stock financing in which a total of approximately $14.6 million was raised.   The Company had previously invested $1.1 million in the initial closing of MBA Polymers’ $25 million Series G financing round in October 2010.

A copy of the Company’s press release issued February 23, 2011, is attached as Exhibit 99.1 and is incorporated herein by this reference.  

Item 9.01     Financial Statements and Exhibits.

(a)  Not applicable.

(b) Not applicable.

(c) Not applicable.

(d) Exhibits.

 

Exhibit No.

Description

 
99.1 Press Release dated February 23, 2011
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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date:

February 23, 2011

KEATING CAPITAL, INC.

 

 

 

 

By:

/s/ Timothy J. Keating

Timothy J. Keating

President and Chief Executive Officer

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