Attached files

file filename
S-1/A - FORM S-1/A - PGT Innovations, Inc.s-1.htm
EX-99.6 - FORM OF NOMINEE HOLDER CERTIFICATION - PGT Innovations, Inc.ex99-6.htm
EX-99.4 - FORM OF LETTER TO CLIENTS OF NOMINEE HOLDERS - PGT Innovations, Inc.ex99-4.htm
EX-99.3 - FORM OF LETTER TO NOMINEE HOLDERS WHOSE CLIENTS ARE BENEFICIAL HOLDERS - PGT Innovations, Inc.ex99-3.htm
EX-23.1 - CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM - PGT Innovations, Inc.ex23-1.htm
EX-99.2 - FORM OF LETTER TO STOCKHOLDERS WHO ARE RECORD HOLDERS - PGT Innovations, Inc.ex99-2.htm
EX-4.1 - NON-TRANSFERABLE SUBSCRIPTION RIGHTS CERTIFICATE - PGT Innovations, Inc.exhibit_4-1.htm
EX-99.1 - FORM OF INSTRUCTIONS FOR USE OF PGT, INC. SUBSCRIPTION RIGHTS CERTIFICATES - PGT Innovations, Inc.ex99-1.htm
Exhibit 99.5
 
 


FORM OF
NOMINEE HOLDER CERTIFICATION
 
The undersigned, a bank, broker, trustee, depositary or other nominee of non-transferable rights (the “Rights”) to purchase shares of common stock, par value $0.01 per share, of PGT, Inc. (the “Company”) pursuant to the rights offering described and provided for in the Company’s Prospectus dated                  , 2010 (the “Prospectus”), hereby certifies to the Company and to American Stock Transfer & Trust Company, LLC , as Subscription Agent for such rights offering, that (1) the undersigned has exercised, on behalf of the beneficial owners thereof (which may include the undersigned), the number of Rights specified below pursuant to the Basic Subscription Privilege (as defined in the Prospectus) and, on behalf of beneficial owners of Rights who have subscribed for the purchase of additional shares of common stock pursuant to the Over-Subscription Privilege, the number of shares specified below pursuant to the Over-Subscription Privilege (as defined in the Prospectus), listing separately below each such exercised Basic Subscription Privilege and the corresponding Over-Subscription Privilege (without identifying any such beneficial owner), and (2) to the extent a beneficial owner has elected to subscribe for shares pursuant to the Over-Subscription Privilege, each such beneficial owner’s Basic Subscription Privilege has been exercised in full:
 


Number of Shares Owned on
the Record Date
 
Number of Shares Subscribed
for Pursuant to Basic
Subscription Privilege
 
Number of Shares Subscribed
for Pursuant to
Over-Subscription Privilege
         
1.
         
         
2.
         
         
3.
         
         
4.
         
         
5.
         
         
6.
         
         
7.
         
         
8.
         
         
9.
         

Provide the following information if applicable:


Depository Trust Company (“DTC”)
Participant Number


Participant Name:  _____________________________________                                                                                     

 
By:      

         Name:
       Title:


DTC Basic Subscription Confirmation Number(s)