Attached files
| file | filename |
|---|---|
| EX-10.1 - NVDF 8K 20091223 EXTENSION AGREEMENT - TWO RIVERS WATER & FARMING Co | nvdf8k_20091223exh101.htm |
| EX-99.1 - NVDF 8K 20091223 PRESS RELEASE - TWO RIVERS WATER & FARMING Co | nvdf8k_20091223exh991.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
_________________
FORM
8K
_________________
Pursuant
to Section 12 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): December 21,
2009
TWO RIVERS WATER
COMPANY
(Exact
name of registrant as specified in its charter)
|
Colorado
|
000-51139
|
13-4228144
|
||
|
(State
of Incorporation)
|
(Commission
File Number)
|
(IRS
Employer Identification No.)
|
2000
South Colorado Blvd., Annex Suite 200, Denver, Colorado 80222
_______________________________________________
(Address
of principal executive offices)
303-222-1000
__________________________
(Registrant's
Telephone number)
Navidec Financial Services,
Inc.
(Former
Name or Address, if changed since last report)
Check the appropriate box below if
the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under
any of the following provisions.
[_]
Written communications pursuant to Rule 425 under the Securities
Act
(17
CFR240.14d-2(b))
[_]
Soliciting material pursuant to Rule 14a-12 under Exchange Act
(17
CFR240.14a-12)
[_]
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange
Act
(17 CFR240.14d-2(b))
[_]
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange
Act
(17 CFR240.13e-4(c))
SECTION
1 - REGISTRANT’S BUSINESS AND OPERATIONS
Item
1.01 Entry into A Material Definitive Agreement.
Extension
of Purchase Agreements
This
filing updates the Current Report on Form 8-K filed with the Securities and
Exchange Commission on September 23, 2009.
On August
17, 2009, Two Rivers Water Company (“Two Rivers” or “Company”) through its
wholly owned subsidiary, TRWC, and a non-affiliate Two Rivers Basin, LLC
(“TRB”), a Colorado limited liability company, formed HCIC Holdings, LLC
(“HCIC”), a Colorado limited liability company.
Originally,
HCIC was given options for the acquisition of 93% of the Mutual Ditch Company
that expired December 20, 2009. In addition to the purchase of 18% of
the Mutual Ditch Company, HCIC has received extensions on options to acquire
approximately 45% of the Mutual Ditch Company. The majority of the
option extensions expire February 1, 2010.
Further,
HCIC has extended another option to purchase an approximate additional 11% of
the Mutual Ditch Company, which will expire March 15, 2010. If all
options are exercised, ownership of the Mutual Ditch Company by HCIC will be
approximately 74%.
SECTION
7 – REGULATION FD
Item
7.01 – Regulation FD Disclosure
Press
Release
The information in
this Item 7.01 of this Current Report is furnished pursuant to Item
7.01 and shall not be deemed "filed" for any purpose, including for the
purposes of Section 18 of the Exchange Act, or otherwise
subject to the liabilities of that Section. The information in this
Current Report on Form 8-K
shall not be deemed incorporated by reference into any filing
under the
Securities Act or the Exchange Act regardless
of any general incorporation
language in such filing.
On
December 21, 2009, the Company issued a press release. The text of
the press release is attached herewith as Exhibit 99.1.
SECTION
9 FINANCIAL STATEMENTS AND EXHIBITS
Item
9.01 Financial Statements and Exhibits
(d) Exhibits. The following is
a complete list of exhibits filed as part of this Report. Exhibit numbers
correspond to the numbers in the exhibit table of Item 601 of Regulation
S-K.
Exhibit
No. Description
10.1 HCIC
Extension Agreement
99.1 Press
Release, dated December 21, 2009
SIGNATURES
Pursuant
to the requirements of the Securities and Exchange Act of 1934, the Registrant
has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
|
TWO
RIVERS WATER COMPANY
(Registrant)
|
|
|
Dated:
December 23, 2009
|
By:
/s/ Wayne
Harding
Wayne
Harding,
Chief
Financial Officer
|