Attached files
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EX-99.1 - Duff & Phelps Corp | v164514_ex99-1.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported) November 3,
2009
Duff & Phelps
Corporation
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(Exact
name of registrant as specified in its
charter)
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Delaware
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001-33693
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20-8893559
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(State or other jurisdiction of
incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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55
East 52nd Street, New York, New York
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10055
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code (212)
871-2000
N/A
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(Former
name or former address, if changed since last
report.)
|
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
¨
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
¨
|
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
¨
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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¨
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Item 2.02. Results of Operations and Financial
Condition.
On
November 3, 2009, Duff & Phelps Corporation issued a press release
announcing its financial results for the three and nine months ended September
30, 2009. A copy of the press release is furnished as Exhibit 99.1 to
this Current Report on Form 8-K and is incorporated in this report as if fully
set forth herein. All information in the press release is furnished
but not filed.
Item
9.01. Financial Statements and Exhibits
(c) Exhibits.
99.1 Press
Release, dated November 3, 2009.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
DUFF
& PHELPS CORPORATION
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By:
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/s/ Jacob L. Silverman
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Name: Jacob
L. Silverman
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Title:
Executive Vice President and
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Chief
Financial
Officer
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Dated: November
3, 2009
DUFF
& PHELPS CORPORATION
CURRENT
REPORT ON FORM 8-K
Report
dated November 3, 2009
EXHIBIT
INDEX
Exhibit No.
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Description
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99.1
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Press
Release, dated November 3,
2009.
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