Attached files
file | filename |
---|---|
EX-23.2 - EXHIBIT 23.2 - Galaxy Gaming, Inc. | brhc10022645_ex23-2.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 1 to
FORM 10-K
☑ |
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
For the fiscal year ended December 31, 2020
☐ |
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
For the transition period from to
Commission file number: 000-30653
Galaxy Gaming, Inc.
(Exact name of small business issuer as specified in its charter)
Nevada
|
20-8143439
|
|
(State or other jurisdiction of incorporation or organization)
|
(IRS Employer Identification No.)
|
6480 Cameron Street Ste. 305 – Las Vegas, NV 89118
(Address of principal executive offices)
(702) 939-3254
(Registrant’s telephone number)
Securities registered under Section 12(b) of the Act:
Title of each class
|
Trading symbol
|
Name of exchange on which registered
|
||
Common stock
|
GLXZ
|
OTCQB marketplace
|
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ☐ No ☑
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes ☐ No ☑
Indicate by checkmark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that
the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☑ No ☐
Indicate by check mark whether the issuer has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12
months (or for such shorter period that the registrant was required to submit such files). Yes ☑ No ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large
accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ☐ Accelerated filer ☐ Non-accelerated filer ☐ Smaller reporting company ☑ Emerging growth Company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standard provided pursuant to
Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of its internal control over financial reporting under Section 404(b) of the
Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report. ☐
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐ No ☑
State the aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common equity was last sold, or the average bid and asked price of such
common equity, as of the last business day of the registrant’s second fiscal quarter. $21,069,348.
Indicate the number of shares outstanding of each of the registrant’s classes of common stock, as of the latest practicable date: 21,970,638 common shares as of March 26, 2021.
EXPLANATORY NOTE
On March 31, 2021, Galaxy Gaming, Inc., a Nevada corporation (the “Company”), filed its Form 10-K Annual Report for the calendar year ended December 31, 2020 (the “Form 10-K”).
The Company inadvertently filed Exhibit 23.2 - Moss Adams LLP Consent of Independent Registered Public Accounting Firm (the “Moss Adams LLP Consent”) in draft form and not in the form of the
final Moss Adams LLP Consent. The purpose of this filing is to appropriately file the final Moss Adams LLP Consent.
The Moss Adams LLP Consent is listed on the Exhibit Index attached hereto and filed herewith.
2
PART IV
ITEM 15.
|
EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
|
Exhibit
Number
|
Description
|
Form
|
File No.
|
Exhibit
|
Filing Date
|
Filed
Herewith
|
|
Consent of Moss Adams LLP Independent Registered Public Accounting Firm
|
X
|
3
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
GALAXY GAMING, INC.
Date:
|
March 31, 2021
|
||
By:
|
/s/ TODD P. CRAVENS
|
||
Todd P. Cravens
|
|||
President and Chief Executive Officer
|
|||
(Principal Executive Officer)
|
Date:
|
March 31, 2021
|
||
By:
|
/s/ HARRY C. HAGERTY
|
||
Harry C. Hagerty
|
|||
Chief Financial Officer
|
|||
(Principal Financial Officer)
|
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated:
Signature
|
Title
|
Date
|
||
/s/ TODD P. CRAVENS
|
President and Chief Executive Officer
|
March 31, 2021
|
||
Todd P. Cravens
|
(Principal Executive Officer)
|
|||
/s/ HARRY C. HAGERTY
|
Chief Financial Officer
|
March 31, 2021
|
||
Harry C. Hagerty
|
(Principal Financial Officer)
|
|||
/s/ MARK A. LIPPARELLI
|
Chairman of the Board of Directors
|
March 31, 2021
|
||
Mark A. Lipparelli
|
||||
/s/ MICHAEL GAVIN ISAACS
|
Director
|
March 31, 2021
|
||
Michael Gavin Isaacs
|
||||
/s/ WILLIAM A. ZENDER
|
Director
|
March 31, 2021
|
||
William A. Zender
|
||||
/s/ BRYAN W. WATERS
|
Director
|
March 31, 2021
|
||
Bryan W. Waters
|
4