SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event Reported): March 7, 2021
(Exact Name of Registrant as Specified in Charter)
|(State or Other Jurisdiction of Incorporation)||(Commission File Number)||(I.R.S. Employer Identification Number)|
|100 Phoenix Drive, Suite 180, Ann Arbor, Michigan||48108|
|(Address of Principal Executive Offices)||(Zip Code)|
Registrant's telephone number, including area code: (734) 369-2555
(Former name or former address, if changed since last report)
|Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:|
| ||[ ]|| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
| ||[ ]|| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
| ||[ ]|| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
| ||[ ]|| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company [ X ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ X ]
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading Symbol(s)||Name of each exchange on which registered|
|Common Shares, without par value||ZOM||NYSE American|
Item 8.01. Other Events.
On March 7, 2021, Zomedica Corp. (the "Company") and the holder of the Company's outstanding Series 1 Preferred Shares, stated value $1,000,000 per share (the "Series 1 Preferred Shares"), effected an exchange (the "Exchange") of all 12 of the outstanding Series 1 Preferred Shares for an aggregate of 24,719,101 of the Company's common shares, no par value. The Exchange was exempt from registration under the Securities Act of 1933, as amended, pursuant to Section 3(a)(9) thereof.
On March 8, 2021, the Company issued a press release announcing the Exchange, a copy of which is attached hereto as Exhibit 99.1
Item 9.01. Financial Statements and Exhibits.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ||ZOMEDICA CORP.|
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|Date: March 8, 2021||By: ||/s/ Ann Marie Cotter |
| || ||Name: Ann Marie Cotter|
| || ||Title: Chief Financial Officer|
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