Tri-State Generation & Transmission Association, Inc. - FORM 10-K - EX-95 - March 5, 2021

Attached files

file filename
EX-32.2 - EX-32.2 - Tri-State Generation & Transmission Association, Inc.tris-20201231x10kex322.htm
EX-32.1 - EX-32.1 - Tri-State Generation & Transmission Association, Inc.tris-20201231x10kex321.htm
EX-31.2 - EX-31.2 - Tri-State Generation & Transmission Association, Inc.tris-20201231x10kex312.htm
EX-31.1 - EX-31.1 - Tri-State Generation & Transmission Association, Inc.tris-20201231x10kex311.htm
EX-21.1 - EX-21.1 - Tri-State Generation & Transmission Association, Inc.tris-20201231x10kex211.htm
EX-10.12 - EX-10.12 - Tri-State Generation & Transmission Association, Inc.tris-20201231x10kex1012.htm
EX-3.2 - EX-3.2 - Tri-State Generation & Transmission Association, Inc.tris-20201231x10kex32.htm
EX-3.1 - EX-3.1 - Tri-State Generation & Transmission Association, Inc.tris-20201231x10kex31.htm
10-K - 10-K - Tri-State Generation & Transmission Association, Inc.tris-20201231.htm

Exhibit 95
Mine Safety and Health Administration Safety Data
Section 1503 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) requires issuers that are operators, or that have subsidiaries that is an operator, of a coal or other mine to include in periodic reports filed with the Securities and Exchange Commission certain information relating to citations and orders for violations of standards under the Federal Mine Safety and Health Act of 1977. The following tables disclose information required under the Dodd-Frank Act during the year ended December 31, 2020. The mine data retrieval system maintained by MSHA may show information that is different than what is provided herein. Any such difference may be attributed to the need to update that information on MSHA’s system and/or other factors.

      Section      Total Dollar  
104(d)Value ofTotal Number
Mine Name /SectionCitationsSectionSectionMSHAof Mining
MSHASection 104104(b)and110(b)(2)107(a)AssessmentsRelated
IdentificationS&S CitationsOrdersOrdersViolationsOrdersProposedFatalities
Number(#) (#) (#)(#)(#) (in Thousands, $)(#)
New Horizon Mine(1) / 05002990000000
Colowyo Mine / 0502962000000.40

    Received       
Notice of 
ReceivedPotential to 
Notice ofHave PatternLegal Actions 
Pattern of Violationsof ViolationsPendingLegal ActionsLegal Actions 
Mine Name /UnderUnderas of theInitiated Resolved  
MSHASectionSectionLast DayDuring theDuring the 
Identification104(e)104(e)of PeriodPeriodPeriod 
Number(yes/no)(yes/no)(#)(#)(#) 
New Horizon Mine / 0500299 No No000
Colowyo Mine / 0502962 No No000

(1) The New Horizon Mine is working to complete final reclamation and the mine data retrieval system maintained by MSHA lists the New Horizon Mine status as abandoned.
1

The number of legal actions pending before the Federal Mine Safety and Health Review Commission as of December 31, 2020 that fall into each of the following categories is as follows:
            Appeals of 
Complaints forjudges' 
Contests ofContests ofdischarge,decisions or 
Citations/ProposedComplaints fordiscrimination,Applications fororders to 
OrdersPenaltiescompensationor interferencetemporary reliefFMSHRC 
Mine Name /referenced inreferenced inreferenced inreferenced inreferenced inreferenced in 
MSHASubpart B,Subpart C,Subpart D,Subpart E,Subpart FSubpart H 
Identification29CFR29CFR 29CFR 29CFR 29CFR 29CFR 
NumberPart 2700Part 2700Part 2700Part 2700Part 2700Part 2700 
New Horizon Mine / 0500299000000
Colowyo Mine / 0502962000000


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Tri-State Generation & Transmission Association, Inc. Reports