AND EXCHANGE COMMISSION
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
of Report (Date of earliest event reported): September 18, 2020 (September 17, 2020)
name of registrant as specified in its charter)
or other jurisdiction
B & C, 9/F, Block D Fuhua Tower 8 Chaoyangmen North Street Dongcheng District,
100027 Peoples’ Republic of China
of principal executive offices) (zip code)
+86 (010) 5332 0602
telephone number, including area code)
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act
of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
growth company [ ]
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
registered pursuant to Section 12(b) of the Act:
of Each Class
of Each Exchange on Which Registered|
OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD; TRANSFER OR LISTING.|
previously disclosed, on March 20, 2020, Moxian, Inc. (the “Registrant”) received a letter from NASDAQ notifying
the Registrant that for the last 30 consecutive business days prior to the date of the letter, the market value of the Registrant’s
listed securities were less than $35 million, which did not meet the requirement for continued listing on The Nasdaq Capital Market,
as required by Listing Rule 5550(b)(2) (the “Market Value Rule”). In accordance with Nasdaq Listing Rule 5810(c)(3)(C),
Nasdaq provided the Registrant with 180 calendar days, or until September 16, 2020, to regain compliance with the Market Value
September 17, 2020, the Registrant received a letter from NASDAQ (the “September Letter”) notifying the Registrant
that Nasdaq has determined that for the last 14 consecutive business days, from August 27 to September 16, 2020, the Registrant’s
market value of listed securities has been $35,000,000 or greater. Accordingly, the Company has regained compliance with the Market
Value Rule, and this matter has now been closed by Nasdaq.
Listing Rule 5810(b) requires that the Registrant promptly disclose receipt of the September Letter. The Registrant is filing
this Current Report on Form 8-K for the purpose of satisfying Nasdaq’s disclosure requirement.
9.01. FINANCIAL STATEMENTS AND EXHIBITS.
to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
September 18, 2020