UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 29, 2020 (June 9, 2020)
Commission file number: 000-55610
GREENBACKER
RENEWABLE ENERGY
COMPANY LLC
(Exact Name of Registrant as Specified in its Charter)
| Delaware | 80-0872648 | |
| (State or Other Jurisdiction of Incorporation or Organization) |
(I.R.S. Employer Identification No.) |
11 East 44th Street, Suite 1200
New York, NY 10017
Tel (646) 237-7884
(Address, including zip code and telephone number, including area code, of registrants Principal Executive Office)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act. |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act. |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2b under the Exchange Act. |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act. |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Securities registered pursuant to Section 12(b) of the Act: None
| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
The 2020 annual meeting of members of Greenbacker Renewable Energy Company LLC (the “Company” or the “Registrant”) was held on June 9, 2020, to vote on the re-election of the members of the Company’s board of directors, by person or by proxy.
The voting results were as follows with respect to the re-election of the members of the Company’s board of directors:
|
Nominee |
Total Votes For |
Total Votes Withheld / Abstention |
Against | |||||||
| David Sher | 24,336,104.22 | 578,222.88 | 0 | |||||||
| Charles Wheeler | 24,335,264.02 | 579,063.07 | 0 | |||||||
| Robert Brennan | 24,341,151.38 | 573,175.72 | 0 | |||||||
| Kathleen Cuocolo | 24,529,731.50 | 384,595.60 | 0 | |||||||
| (Independent) | ||||||||||
| Robert Herriott | 24,361,731.98 | 552,595.12 | 0 | |||||||
| (Independent) | ||||||||||
| David M. Kastin | 24,350,913.93 | 563,413.17 | 0 | |||||||
| (Independent) | ||||||||||
| Cynthia Curtis | 24,514,278.51 | 400,048.58 | 0 | |||||||
| (Independent) | ||||||||||
Each candidate for re-election received the required number of votes for re-election to the board of the Company, to serve until their respective successors are elected and qualified.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: June 29, 2020 | Greenbacker Renewable Energy Company LLC | |||||
| By: |
/s/ Charles Wheeler | |||||
| Name: | Charles Wheeler | |||||
| Title: | Chief Executive Officer, President and Director | |||||