UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 26, 2019
SB ONE BANCORP
(Exact name of registrant as specified in its charter)
|
New Jersey (State or other jurisdiction of incorporation or organization) |
001-12569 (Commission File Number) |
22-3475473 (I.R.S. Employer Identification No.) |
95 Route 17
Paramus, New Jersey 07652
(Address of principal executive offices, zip code)
Registrant’s telephone number, including area code: (844) 256-7328
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol | Name of each exchange on which registered |
| Common Stock, no par value | SBBX | The NASDAQ Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On June 26, 2019, the Board of Directors (the “Board”) of the SB One Bancorp (the “Company”) appointed Gail Gordon to the Board. In addition, Ms. Gordon was appointed to the Board of Directors of SB One Bank. Ms. Gordon will hold office until the Company’s 2020 annual meeting of shareholders. There have been no transactions involving Ms. Gordon that would require disclosure under Item 404(a) of Regulation S-K. As a non-employee member of the Board, Ms. Gordon is entitled to the director compensation set forth in the Company’s proxy statement filed with the Securities and Exchange Commission on March 25, 2019.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SB ONE BANCORP | ||
| Date: March 9, 2020 | By: | /s/ Adriano Duarte |
| Adriano Duarte | ||
| Executive Vice President and Chief Financial Officer | ||