Attached files
| file | filename |
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| EX-99.1 - EXHIBIT 99.1 - CAI International, Inc. | a52185073ex99_1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
March 5, 2020
Date of Report (Date of earliest event reported)
CAI International, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-33388
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94-3109229
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(I. R. S. Employer
Identification No.)
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Steuart Tower, 1 Market Plaza, Suite 900, San Francisco, CA 94105
(Address of principal executive offices, including ZIP Code)
Registrant’s telephone number, including area code: (415) 788-0100
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading symbols
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Name of exchange on which registered
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Common Stock, par value $0.0001 per share
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CAI
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New York Stock Exchange
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8.50% Series A Fixed-to-Floating Rate
Cumulative Redeemable Perpetual Preferred Stock,
par value $0.0001 per share
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CAI-PA
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New York Stock Exchange
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8.50% Series B Fixed-to-Floating Rate
Cumulative Redeemable Perpetual Preferred Stock,
par value $0.0001 per share
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CAI-PB
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. ☐
EXPLANATORY NOTE:
This Amendment No. 1 to the previously filed Current Report on Form 8-K dated March 5, 2020 is being filed to include the Exhibit 99.1
press release, which posted as a blank file in the previous submission. No modifications have been made to information contained in the original 8-K, and the
Company has not updated any information contained therein to reflect events that have occurred since the date of the original 8-K.
| Item 2.02. |
Results of Operations and Financial Condition.
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On March 5, 2020, CAI International, Inc. issued a press release reporting its results of operations for the fourth quarter and full year of 2019. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
| Item 9.01. |
Financial Statements and Exhibits.
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(d) Exhibits.
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Exhibit No.
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Description
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CAI INTERNATIONAL, INC. | ||
| Dated: March 5, 2020 |
By: |
/s/ Timothy B. Page |
| Name: Timothy B. Page | ||
| Title: Chief Financial Officer | ||