UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): November 13, 2018

EnSync, Inc.

(Exact name of registrant as specified in charter)

Registrant’s telephone number, including area code: (262) 253-9800

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

On November 13, 2018, the shareholders of EnSync, Inc. (the “Company”) approved an amendment to the Company’s 2010 Omnibus Long-Term Incentive Plan (the “Omnibus Plan Amendment”) increasing the number of shares reserved for issuance thereunder by 5,000,000 shares. A description of the terms and conditions of the Omnibus Plan Amendment is set forth in the Company’s Proxy Statement for the 2018 Annual Meeting of Shareholders of the Company as filed with the Securities and Exchange Commission on October 10, 2018 (the “2018 Proxy Statement”) under the heading “Proposal 3-Approval of Amendment No. 6 to EnSync, Inc. 2010 Omnibus Long-Term Incentive Plan,” which such description is incorporated herein by reference. This summary is qualified in its entirety by the full text of the Omnibus Plan Amendment set forth in Appendix A to the 2017 Proxy Statement, which is also incorporated by reference herein.

On November 13, 2018, the Company’s shareholders also approved an amendment to the Company’s 2012 Non-Employee Director Equity Compensation Plan (the “Director Plan Amendment”) increasing the number of shares reserved for issuance thereunder by 2,000,000 shares. A description of the terms and conditions of the Director Plan Amendment is set forth in the 2018 Proxy Statement under the heading “Proposal 4-Approval of Amendment No. 4 to EnSync, Inc. 2012 Non-Employee Director Equity Compensation Plan,” which such description is incorporated herein by reference. This summary is qualified in its entirety by the full text of the Director Plan Amendment set forth in Appendix B to the 2018 Proxy Statement, which is also incorporated by reference herein

On November 13, 2018, the Company held its annual meeting of shareholders (the “2018 Annual Meeting”). The certified results of the matters voted upon at the 2018 Annual Meeting, each of which are more fully described in the Company’s Proxy Statement for the 2018 Annual Meeting filed with the Securities and Exchange Commission on October 10, 2018, are as follows:

The Company’s shareholders elected the nominee to the Company’s Board of Directors to serve for a three year term as a Class II director, with the votes cast as follows:

The Company’s shareholders approved, on an advisory basis, the compensation paid to the named executive officers of the Company, as disclosed pursuant to Item 402 of Regulation S-K in the Company’s Proxy Statement for the 2018 Annual Meeting, with votes cast as follows:

The Company’s shareholders approved the Omnibus Plan Amendment, with votes cast as follows:

The Company’s shareholders approved the Director Plan Amendment, with votes cast as follows:

The Company’s shareholders ratified the appointment of Baker Tilly Virchow Krause, LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2019, with votes cast as follows:

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.