Attached files
| file | filename |
|---|---|
| EX-99.1 - EXHIBIT 99.1 - GlyEco, Inc. | s111321_ex99-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 10, 2018 (July 10, 2018)
GLYECO, INC.
(Exact Name of Registrant as Specified in Its Charter)
| Nevada | 000-30396 | 45-4030261 | ||
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||
| 230 Gill Way Rock Hill, South Carolina |
29730 | |||
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s telephone number, including area code: (866) 960-1539
n/a
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
EXPLANATORY NOTE
This amendment to the Current Report on Form 8-K (this “Form 8-K/A”) amends the Current Report on Form 8-K filed by GlyEco, Inc. (the “Company”) on July 9, 2018 (the “Original Form 8-K”). This Form 8-K/A is being filed to update information set forth in the Original Form 8-K and the press release attached as Exhibit 99.1 to the Original Form 8-K regarding the effective date of the reverse and forward stock splits of the common stock, par value $0.0001 per share, of the Company (the “Common Stock”) after the Company was informed by the Financial Industry Regulatory Authority, Inc. to change the effective date of such split. The effective date of such split will now occur after the close of trading on Tuesday, July 10, 2018, instead of after the close of trading on Monday, July 9, 2018, and the stock will commence trading at the post reverse/forward split price upon market open on Wednesday, July 11, 2018, which changes are reflected in the corrected press release issued by the Company on July 10, 2018 and attached as Exhibit 99.1 to this Form 8-K/A.
Item 8.01. Other Events.
On July 10, 2018, the Company issued a press release, a copy of which is attached hereto as Exhibit 99.1. The press release concerns the Company’s announcement that, effective after the close of trading on Tuesday, July 10, 2018, the Company will effect a reverse stock split of its Common Stock, immediately followed by a forward stock split of its Common Stock. The ratio for the reverse stock split is fixed at 1-for-500 and the ratio for the forward stock split is fixed at 4-for-1, resulting in a net reverse split of 125 for 1.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit No. | Description | |
| Exhibit 99.1 | Press Release, dated July 10, 2018 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: July 10, 2018
| GlyEco, Inc. | ||
| By: | /s/ Ian Rhodes | |
| Name: | Ian Rhodes | |
| Title: | Chief Executive Officer | |