Attached files
| file | filename |
|---|---|
| EX-32.2 - EXHIBIT 32.2 - AFFILIATED MANAGERS GROUP, INC. | amg_exhibit322x12312017.htm |
| EX-32.1 - EXHIBIT 32.1 - AFFILIATED MANAGERS GROUP, INC. | amg_exhibit321x12312017.htm |
| EX-31.2 - EXHIBIT 31.2 - AFFILIATED MANAGERS GROUP, INC. | amg_exhibit312x12312017.htm |
| EX-31.1 - EXHIBIT 31.1 - AFFILIATED MANAGERS GROUP, INC. | amg_exhibit311x12312017.htm |
| EX-23.1 - EXHIBIT 23.1 - AFFILIATED MANAGERS GROUP, INC. | amg_exhibit231x12312017.htm |
| EX-21.1 - EXHIBIT 21.1 - AFFILIATED MANAGERS GROUP, INC. | amg_exhibit211x12312017.htm |
| EX-10.19 - EXHIBIT 10.19 - AFFILIATED MANAGERS GROUP, INC. | amg_exhibit1019x123117doc.htm |
| 10-K - 10-K - AFFILIATED MANAGERS GROUP, INC. | amg_10-kx12312017.htm |
THIS CERTIFIES THAT
is the owner of
CUSIP
DATED
COUNTERSIGNED AND REGISTERED:
COMPUTERSHARE TRUST COMPANY, N.A.
TRANSFER AGENT AND REGISTRAR,
FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF
Affiliated Managers Group, Inc. transferable on the books of the Corporation by the holder hereof in person or
by duly authorized attorney upon surrender of this Certificate properly endorsed. This Certificate and the shares
represented hereby are issued and shall be subject to all of the provisions of the Articles of Incorporation and
Bylaws of the Corporation, each as from time to time amended, to all of which the holder by acceptance hereof
assents. This Certificate is not valid until countersigned and registered by the Transfer Agent and Registrar.
Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.
COMMON STOCK
PAR VALUE $.01
COMMON STOCK
SEE REVERSE FOR CERTAIN DEFINITIONS
Certificate
Number
Shares
AFFILIATED MANAGERS GROUP, INC.
INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE
Executive Vice President, General Counsel
and Secretary
Chief Financial Officer and Treasurer
By
AUTHORIZED SIGNATURE
Dec. 29, 1993
DELAWAREA
FF
IL
IA
TE
D
MA
NAGERS GRO
U
P,IN
C
.
THIS CERTIFICATE IS TRANSFERABLE
IN CANTON, MA, JERSEY CITY, NJ AND
COLLEGE STATION, TX
008252 10 8
DD-MMM-YYYY
* * 0 0 0 0 0 0 * * * * * * * * * * * * * * * * * *
* * * 0 0 0 0 0 0 * * * * * * * * * * * * * * * **
* * * * 0 0 0 0 0 0 * * * * * * * * * * * * * * * *
* * * * * 0 0 0 0 0 0 * * * * * * * * * * * * * * *
* * * * * 0 0 0 0 0 0 * * * * * * * * * * * * *
123456
123456
Num/No
.Denom
.
Total
1234567
NAME
SAMPL
E
DESIGNATION (IF ANY
)
ADD
1
ADD
2
ADD
3
ADD
4
CUSI
P
Holder
ID
Insurance
Value
Number
of
Share
sDT
C
Certificate
Number
s
1234567890/123456789
0
1234567890/123456789
0
1234567890/123456789
0
1234567890/123456789
0
1234567890/123456789
0
1234567890/123456789
0
Total
Transactio
n
XXXXXX
XX
X
XXXXXXXXX
X
1,000,000.0
0
12345
6
12345678
12345678901234
5
Exhibit 4.1
The IRS requires that the named transfer agent (“we”) report the cost
basis of certain shares or units acquired after January 1, 2011. If your
shares or units are covered by the legislation, and you requested to sell
or transfer the shares or units using a specific cost basis calculation
method, then we have processed as you requested. If you did not
specify a cost basis calculation method, then we have defaulted to the
first in, first out (FIFO) method. Please consult your tax advisor if you
need additional information about cost basis.
If you do not keep in contact with the issuer or do not have any
activity in your account for the time period specified by state law,
your property may become subject to state unclaimed property
laws and transferred to the appropriate state.
For value received, ____________________________hereby sell, assign and transfer unto
________________________________________________________________________________________________________________________________
________________________________________________________________________________________________________________________________
________________________________________________________________________________________________________________________________
_______________________________________________________________________________________________________________________ Shares
_______________________________________________________________________________________________________________________ Attorney
Dated: __________________________________________20__________________
Signature: ____________________________________________________________
Signature: ____________________________________________________________
Notice: The signature to this assignment must correspond with the name
as written upon the face of the certificate, in every particular,
without alteration or enlargement, or any change whatever.
PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE)
of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint
to transfer the said stock on the books of the within-named Incorporation with full power of substitution in the premises.
.
AFFILIATED MANAGERS GROUP, INC.
THE CORPORATION IS AUTHORIZED TO ISSUE MORE THAN ONE CLASS OF STOCK. THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH
STOCKHOLDER WHO SO REQUESTS THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL
RIGHTS OF EACH CLASS OF STOCK OR SERIES THEREOF OF THE CORPORATION, AND THE QUALIFICATIONS, LIMITATIONS, OR RESTRICTIONS OF
SUCH PREFERENCES AND/OR RIGHTS. THE CORPORATION WILL ALSO FURNISH WITHOUT CHARGE TO EACH STOCKHOLDER WHO SO REQUESTS
A DESCRIPTION OF THE AUTHORITY OF THE CORPORATION'S BOARD OF DIRECTORS TO SET THE RELATIVE RIGHTS AND PREFERENCES OF
UNISSUED SERIES OF THE CORPORATION'S CAPITAL STOCK. SUCH REQUESTS MAY BE MADE TO THE CORPORATION AT ITS PRINCIPAL OFFICE OR
THE TRANSFER AGENT.
Signature(s) Guaranteed: Medallion Guarantee Stamp
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks,
Stockbrokers, Savings and Loan Associations and Credit Unions) WITH MEMBERSHIP IN AN APPROVED
SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15.
The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full
according to applicable laws or regulations:
TEN COM - as tenants in common UNIF GIFT MIN ACT -............................................Custodian ................................................
(Cust) (Minor)
TEN ENT - as tenants by the entireties under Uniform Gifts to Minors Act.........................................................
(State)
JT TEN - as joint tenants with right of survivorship UNIF TRF MIN ACT -............................................Custodian (until age ................................)
and not as tenants in common (Cust)
.............................under Uniform Transfers to Minors Act ...................
(Minor) (State)
Additional abbreviations may also be used though not in the above list.