Attached files
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| EX-10.1 - PROMISSORY NOTE - root9B Holdings, Inc. | rtnb_ex101.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF
1934
Date of report
(Date of earliest event reported): February 8, 2017
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root9B Holdings, Inc.
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(Exact
Name of Registrant as Specified in Its Charter)
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Delaware
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000-50502
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20-0443575
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(State
or Other Jurisdiction of Incorporation or
Organization)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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102 N. Cascade Avenue, Suite 220
Colorado Springs, CO
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80919
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
Telephone Number, Including Area Code:
(602) 889 1137
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N/A
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(Former
Name or Former Address, if Changed Since Last Report)
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Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Item 1.01 Entry Into a
Material Definitive Agreement
On
February 8, 2017, root9B Holdings, Inc. (the “Company”)
issued an unsecured, non-convertible, promissory note to Joseph J.
Grano, Jr., Chief Executive Officer of the Company, in the
principal amount of $245,000 (the “Note”), bearing interest at the rate of
4.00% per annum and which is payable on or before February 9, 2018.
The Company intends to use the proceeds from the Note to fund
working capital requirements and for general corporate
purposes.
The
foregoing description of the Note is not complete and is qualified
in its entirety by reference to the full text of the Note which is
filed herewith as Exhibit 10.1 and incorporated herein by
reference.
Item 2.03 Creation of a
Direct Financial Obligation or an Obligation under an Off-Balance
Sheet Arrangement of
a Registrant
The
information required by this item in incorporated by reference from
Item 1.01 above.
Item 9.01 Financial
Statements and Exhibits
(d) Exhibits.
The
information set forth in the Exhibit Index immediately following
the signature page to this Current Report on Form 8-K is
incorporated by reference into this Item 9.01.
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
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ROOT9B HOLDINGS, INC.
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Dated:
February 13, 2017
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By:
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/s/ Dan
Wachtler
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Name:
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Dan
Wachtler
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Title:
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President
& Chief Operating Officer
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3
Exhibit Index
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Exhibit
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Description
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10.1
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Promissory
Note, dated February 8, 2017, issued to Joseph J. Grano,
Jr.
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4