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EX-99.1 - EXHIBIT 99.1 - MTS SYSTEMS CORPpressreleasedatednovember2.htm




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
 
Form 8-K
 

CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): November 29, 2016
 
 
 
 mtslogoa03.jpg
MTS SYSTEMS CORPORATION
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)

 
MINNESOTA
0-02382
41-0908057
(STATE OR OTHER JURISDICTION OF INCORPORATION)
(COMMISSION FILE NUMBER)
(I.R.S. EMPLOYER IDENTIFICATION NO.)
 
14000 TECHNOLOGY DRIVE, EDEN PRAIRIE, MN 55344
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES, INCLUDING ZIP CODE)

(952) 937-4000
(REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE)

N/A
(FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT)
 
 
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



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Item 2.02
Results of Operations and Financial Condition

On November 29, 2016, MTS Systems Corporation (the “Company”) issued a press release announcing preliminary results for the fiscal year ended October 1, 2016 ("Fiscal Year 2016") and announcing a delay in filing of its Annual Report on Form 10-K for Fiscal Year 2016 as a result of an internal investigation into apparent violations of the Company's code of conduct in China.

Attached to this Current Report on Form 8-K as Exhibit 99.1 and incorporated by reference into this Item 2.02 is a copy of the Company’s press release in connection with the announcement. The information in this Item 2.02, including Exhibit 99.1, is furnished pursuant to Item 2.02 and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities of that section, and shall not be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such filing.

Item 9.01
Financial Statements and Exhibits
(d)
 
Exhibits

The following exhibit is being furnished herewith:

99.1
Press Release dated November 29, 2016.


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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
MTS SYSTEMS CORPORATION
 
 
(Registrant)
 
 
 
Date: November 29, 2016
By:
/s/ Jeffrey P. Oldenkamp
 
 
Jeffrey P. Oldenkamp
 
 
Senior Vice President and Chief Financial Officer


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EXHIBIT INDEX

Number
Title
Method of filing
99.1
Press Release dated November 29, 2016
 
Filed electronically