Attached files
| file | filename |
|---|---|
| EX-99.1 - ASPIRITY HOLDINGS LLC | ex99-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
| Date of report (Date of earliest event reported) | July 21, 2016 |
| ASPIRITY HOLDINGS LLC |
| (Exact Name of Registrant as Specified in Charter) |
| Minnesota | 333-203994 | 27-1658449 | ||
| (State
or Other Jurisdiction of Incorporation) |
(Commission
File Number) |
(IRS
Employer Identification No.) |
| 701 Xenia Avenue, Suite 475, Minneapolis, MN | 55416 | |
| (Address of Principal Executive Offices) | (Zip Code) |
| Registrant’s telephone number, including area code | (763) 432-1500 |
| N/A |
| (Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| [ ] | Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On July 21, 2016, the Board of Directors (the “Board”) of Aspirity Holdings LLC (the “Company”) elected Mr. Jeffrey Houdek to the Board to fill the vacancy caused by the recent death of William Goblirsch. In addition, the Board appointed Houdek to serve as the chair of the Investment Committee and as a member of the Audit Committee and the Compensation Committee.
The Company and Mr. Houdek will enter into the Company’s standard form of indemnification agreement for directors and officers, a copy of which was previously filed as Exhibit 10.9 to the Registration Statement on Form S-1 filed on February 10, 2012 (File No. 333-179460) and is incorporated herein by reference.
Item 8.01. Other Events
On July 25, 2016, the Company issued a press release announcing the election of Mr. Houdek to the Board, a copy of which is attached hereto as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| Exhibit Number | Description | ||
| 99.1 | Press Release |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ASPIRITY HOLDINGS LLC | ||
| Date: July 26, 2016 | By: | /S/ Wiley H. Sharp III |
| Wiley H. Sharp III | ||
| Its: | Vice-President and Chief Financial Officer | |