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EX-99.1 - EXHIBIT 99.1 - Arlington Asset Investment Corp.v439906_ex99-1.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

 

FORM 8-K

 

 

 

 

CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 13, 2016

 

 

 

 

ARLINGTON ASSET INVESTMENT CORP.
(Exact name of registrant as specified in its charter)

 

 

 

Virginia
(State or other jurisdiction
of incorporation)
54-1873198
(IRS Employer
Identification No.)
001-34374
(Commission File Number)

 

 

1001 Nineteenth Street North

Arlington, VA 22209
(Address of principal executive offices)

 

(703) 373-0200
(Registrant’s telephone number, including area code)

 

N/A
(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
x Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 8.01 Other Events

 

On May 13, 2016, Arlington Asset Investment Corp. (the “Company”) issued an investor presentation (“Investor Presentation”). The Investor Presentation is available on the Company’s website at http://www.arlingtonasset.com and is also furnished as Exhibit 99.1 to this Current Report on Form 8-K.

 

Item 9.01. Financial Statements and Exhibits.

 

(d)Exhibits.

 

Exhibit
Number

Description

99.1 Arlington Asset Investment Corp. Investor Presentation, dated May 2016

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

 

ARLINGTON ASSET INVESTMENT CORP.

 

  By: /s/ Richard E. Konzmann
  Name: Richard E. Konzmann
  Title: Executive Vice President, Chief Financial Officer and Treasurer

 

 

Date: May 13, 2016

 

 

 

 

EXHIBIT INDEX

 

Exhibit
Number

Description

99.1 Arlington Asset Investment Corp. Investor Presentation, dated May 2016