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EX-31.1 - CERTIFICATION - FISION Corpfision_ex311.htm
EX-32.1 - CERTIFICATION - FISION Corpfision_ex321.htm
EX-31.2 - CERTIFICATION - FISION Corpfision_ex312.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-K/A

(Amendment No. 1)

 

(Mark One)

x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the fiscal year ended December 31, 2015

 

Or

 

¨ TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from ________ to _________

 

Commission File No. 000-53929

 

FISION Corporation

(Exact name of registrant as specified in its charter)

 

Delaware

 

27-2205792

(State or other jurisdiction of incorporation)

 

(IRS Employer Identification No.)

 

430 First Avenue North, Suite 620

Minneapolis, Minnesota

 

55401

(Address of principal executive offices)

 

(Zip Code)

 

(612) 927-3700

Registrant's telephone number, including area code

 

Securities registered pursuant to Section 12(b) of the Act: None

 

Securities registered pursuant to Section 12(g) of the Act: Common Stock, $.0001 par value per share

  

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act  ¨ Yes    x No

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Act ¨ Yes    x No

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the period 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to the filing requirements for the past 90 days x Yes    ¨ No

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (#232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). x Yes    ¨ No

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. ¨

 

Indicate by check mark whether the registrant is a large accelerated filed, an accelerated filer, a non-accelerated filer or a smaller reporting company:

 

Large accelerated filer

¨

Accelerated filer

¨

Non-accelerated filer

¨

Smaller reporting company

x

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the act). ¨ Yes    x No

 

State the aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common stock was last sold as of the last business day of the registrant's most recently completed second fiscal quarter: $2,540,779 on June 30, 2015.

 

Indicate the number of the registrant's shares of common stock outstanding, as of the latest practicable date: 30,782,521 shares of common stock are outstanding as of March 31, 2016.

 

DOCUMENTS INCORPORATED BY REFERENCE: None

 

 

 

EXPLANATORY NOTE

 

This Amendment No. 1 to the registrant's Annual Report on Form 10-K for its fiscal year ended December 31, 2015 is being filed solely for the purpose of adding the XBRL Data Files to the Form 10-K.

 

ITEM 15 EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

 

Exhibit No.

Description 

31.1

Certification of CEO pursuant to Securities Exchange Act (filed herewith)

31.2

Certification of CFO pursuant to Securities Exchange Act (filed herewith)

32.1

Certification of CEO and CFO pursuant to 18 U.S.C. Section 1350 (filed herewith)

101XBRL Data Files (filed herewith)

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

FISION Corporation

 

    
Dated: April 18, 2016By:/s/ Michael Brown

 

 

 

Michael Brown

 

 

 

Chief Executive Officer

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

    
Dated: April 18, 2016By:/s/ Michael Brown

 

 

 

Michael Brown

 

 

 

Director, Chief Executive Officer

 

 

 

(principal executive officer)

 

  
  

Dated: April 18, 2016

By:

/s/ Garry Lowenthal

Garry Lowenthal

Director, Chief Financial Officer

(principal financial and accounting officer)

  

 

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