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EX-99.1 - UCP, Inc.efc15-797_ex991.htm

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
_________________________
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of report (Date of earliest event reported): December 2, 2015
_________________________
 
 
UCP, Inc.
(Exact Name of Registrant as Specified in Charter)
_________________________
 
Delaware
001-36001
90-0978085
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 
99 Almaden Boulevard
Suite 400
San Jose, California
95113
 
(Address of Principal Executive Offices)         (Zip Code)
 
Registrant’s telephone number, including area code: (408) 207-9499
 
(Former Name or Former Address, if Changed Since Last Report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

Item 7.01. Regulation FD Disclosure.
 
On December 2, 2015, UCP, Inc. (the “Company”) made available on its website its current investor presentation. A copy of this investor presentation is being furnished as Exhibit 99.1 to this report. This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
 
Item 9.01. Financial Statements and Exhibits.
 
(d) Exhibits.
 
Exhibit
Number                                                                                    Description
 
99.1 UCP, Inc. Investor Presentation.
 

SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date: December 2, 2015
UCP, INC.
 
       
 
By:
/s/ William J. La Herran  
    William J. La Herran  
    Chief Financial Officer and Treasurer  
       



 


INDEX TO EXHIBITS

Exhibit
Number                                                                                    Description
 
99.1 UCP, Inc. Investor Presentation.