Attached files
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| EX-1.1 - EX-1.1 - CDTI ADVANCED MATERIALS, INC. | a15-13310_3ex1d1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 2, 2015
CLEAN DIESEL TECHNOLOGIES, INC.
(Exact Name of Registrant as Specified in Charter)
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Delaware |
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001-33710 |
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06-1393453 |
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(State or Other Jurisdiction |
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(Commission File Number) |
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(I.R.S. Employer |
1621 Fiske Place
Oxnard, California, 93033
(Address of Principal Executive Offices) (Zip Code)
(805) 639-9458
(Registrants telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Explanatory Note
Clean Diesel Technologies, Inc. (the “Company”) is filing this Amendment No. 1 to its Current Report on Form 8-K, originally filed on June 3, 2015 (the “Original Filing”), solely to re-file and replace the Underwriting Agreement, dated June 2, 2015, between the Company and Cowen and Company, LLC, as representative of the several underwriters, filed as Exhibit 1.1 to the Original Filing to correct a typographical error . No other changes have been made to the Original Filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
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Exhibit Number |
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Description of Exhibits |
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1.1 |
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Underwriting Agreement, dated June 2, 2015, between the Company and Cowen and Company, LLC, as representative of the several underwriters. |
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4.1* |
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Form of Warrant. |
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5.1* |
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Opinion of DLA Piper LLP (US). |
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23.1* |
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Consent of DLA Piper LLP (US) (included in Exhibit 5.1). |
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99.1* |
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Press Release dated June 3, 2015. |
* Previously filed.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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CLEAN DIESEL TECHNOLOGIES, INC. | ||
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June 5, 2015 |
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By: |
/s/ David E. Shea | |
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Name: |
David E. Shea |
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Title: |
Chief Financial Officer |
EXHIBIT INDEX
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Exhibit Number |
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Description of Exhibits |
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1.1 |
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Underwriting Agreement, dated June 2, 2015, between the Company and Cowen and Company, LLC, as representative of the several underwriters. |
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4.1* |
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Form of Warrant. |
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5.1* |
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Opinion of DLA Piper LLP (US). |
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23.1* |
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Consent of DLA Piper LLP (US) (included in Exhibit 5.1). |
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99.1* |
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Press Release dated June 3, 2015. |
* Previously filed.