Attached files

file filename
EX-31.1 - EXHIBIT 31.1 - MGT CAPITAL INVESTMENTS, INC.v386813_ex31-1.htm
EX-32.1 - EXHIBIT 32.1 - MGT CAPITAL INVESTMENTS, INC.v386813_ex32-1.htm
EX-31.2 - EXHIBIT 31.2 - MGT CAPITAL INVESTMENTS, INC.v386813_ex31-2.htm
EX-32.2 - EXHIBIT 32.2 - MGT CAPITAL INVESTMENTS, INC.v386813_ex32-2.htm

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 10–Q/A

(Amendment No. 1)

 

  x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  

 

For the quarterly period ended March 31, 2014

 

  ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934  

 

For the transition period from           to           

 

Commission file number: 0–26886

 

MGT CAPITAL INVESTMENTS, INC.

(Exact name of Registrant as specified in its charter)

 

Delaware   13–4148725
(State or other jurisdiction of
incorporation or organization)
  (I.R.S. Employer
Identification No.)

 

500 Mamaroneck Avenue, Suite 204,
Harrison, NY 10528

(Address of principal executive offices)

 

914–630–7431

(Registrant’s telephone number, including area code)

 

Indicate by check whether the Registrant (1) has filed all reports to be filed by Section 13 or 15(d) of the Securities and Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S–T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No ¨

 

Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, non–accelerated filer or a smaller reporting company. See definition of “large accelerated filer,” “accelerated filer,” “non–accelerated filer” and “smaller reporting company” in Rule 12b–2 of the Exchange Act:

 

Large Accelerated Filer ¨   Accelerated filer ¨
Non–accelerated Filer ¨   Smaller reporting company x

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b–2 of the Exchange Act). Yes ¨ No x

 

As of May 12, 2014, the registrant had outstanding 9,139,603 shares of common stock, $0.001 par value.

 

 
 

 

EXPLANATORY NOTE

 

We are filing this Amendment No. 1 on Form 10-Q/A to our Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2014, as originally filed with the Securities and Exchange Commission (the “SEC”) on May 15, 2014 (the “Original Filing”). We are filing this in order to indicate that we are not a shell company as defined in Rule 12b-2 of the Securities Exchange Act of 1934, and that the box indicating otherwise was checked inadvertently on the cover page to the Original Filing. The change to the check box indicating this on the cover page to this Amendment No. 1 is the only change being made to our Form 10-Q.

 

In addition, as required by Rule 12b-15 under the Securities Exchange Act of 1934, as amended, new certifications by our principal executive officer and principal financial officer are filed as exhibits to this Form 10-Q/A.

 

This Amendment No. 1 does not change any of the other information contained in the Original Filing. Other than as specifically set forth herein, this Amendment No. 1 continues to speak as of the date of the Original Filing and we have not updated or amended the disclosures contained therein to reflect events that have occurred since the date of the Original Filing. Accordingly, this Amendment No. 1 should be read in conjunction with our filings made with the SEC subsequent to the date of the Original Filing.

 

 

PART II

 

ITEM 6.EXHIBITS

 

31.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002*
31.2 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002*
32.1 Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*
32.2 Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*

 

* Filed herein

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SIGNATURES

 

In accordance with the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  MGT CAPITAL INVESTMENTS, INC
     
     
August 14, 2014 By: /s/ ROBERT B. LADD
     Robert B. Ladd
     President and Chief Executive Officer
     (Principal Executive Officer)
     
August 14, 2014 By: /s/ ROBERT P. TRAVERSA
     Robert P. Traversa
     Treasurer and Chief Financial Officer
     (Principal Financial Officer)

 

 

 

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