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EX-99.1 - EX-99.1 - Alexza Pharmaceuticals Inc.d769250dex991.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 31, 2014

 

 

ALEXZA PHARMACEUTICALS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   000-51820   77-0567768

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

Alexza Pharmaceuticals, Inc.

2091 Stierlin Court
Mountain View, California

  94043
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (650) 944-7000

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Section 8 — Other Events

 

Item 8.01. Other Events.

On July 31, 2014, Alexza Pharmaceuticals, Inc., a Delaware corporation, issued a press release announcing that (i) in the second half of 2014, it expects to initiate a Phase 2a study of AZ-002 (Staccato alprazolam) which is being developed for the management of patients with acute repetitive seizures and (ii) it has identified two new Staccato-based product candidates for development—AZ-008 and AZ-009—which will incorporate the active pharmaceutical ingredient ropinirole, a dopamine agonist, into Alexza’s Staccato system. Alexza plans to develop AZ-008 for the acute treatment of restless legs syndrome and AZ-009 for hypomobility, or freezing, during “off periods” in Parkinson’s disease patients. The press release is attached hereto as Exhibit 99.1 and incorporated herein by reference

Section 9 — Financial Statements and Exhibits

 

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit Number

  

Description

99.1    Press Release titled “Alexza Provides Pipeline Update” dated July 31, 2014.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    ALEXZA PHARMACEUTICALS, INC.
Date: July 31, 2014     By:   /s/ Thomas B. King
      Thomas B. King
      President and Chief Executive Officer


INDEX TO EXHIBITS

 

Exhibit Number

  

Description

99.1    Press Release titled “Alexza Provides Pipeline Update” dated July 31, 2014.