SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of earliest event reported: June 13, 2014

 

 

ICG Group, Inc.

(Exact name of registrant as specified in charter)

 

 

 

Delaware   001-16249   23-2996071
(State of Incorporation)  

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

 

555 East Lancaster Avenue, Suite 640, Radnor, PA 19087

(Address of Principal Executive Offices) (Zip Code)

(610) 727-6900

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders

On June 13, 2014, ICG Group, Inc. (“ICG”) held its 2014 Annual Meeting of Stockholders (the “Annual Meeting”). As of April 17, 2014, the record date for the Annual Meeting, there were a total of 40,524,434 shares of ICG Common Stock issued and outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 37,269,594 shares of ICG Common Stock were represented in person or by proxy and, accordingly, a quorum was present.

The following is a brief description of each matter voted upon at the Annual Meeting, as well as the final number of votes cast for, cast against and withheld, as applicable, for each such matter, as well as the number of abstentions and broker non-votes with respect to each such matter.

1. ICG’s stockholders re-elected each of Walter W. Buckley, III, Michael J. Hagan and Philip J. Ringo as a Class III director, for a term of three years or until his successor has been elected and qualified. The tabulation of votes on the matter was as follows:

 

Nominee

   Votes For      Votes
Against
     Abstentions      Broker Non-
Votes
 

Walter W. Buckley, III

     33,998,412         678,369         45,646         2,547,167   

Michael J. Hagan

     34,578,697         98,127         45,603         2,547,167   

Philip J. Ringo

     34,431,978         244,306         46,143         2,547,167   

2. ICG’s stockholders ratified the appointment of KPMG LLP as ICG’s independent registered public accountant for the year ending December 31, 2014. The tabulation of votes on the matter was as follows:

 

Votes For

 

Votes
Against

   

Abstentions

 
36,199,423     696,845        373,326   

3. ICG’s stockholders voted in favor of approving, on an advisory basis, the compensation of ICG’s named executive officers, as disclosed in ICG’s proxy statement for the Annual Meeting. The tabulation of votes on the matter was as follows:

 

Votes For

 

Votes
Against

   

Abstentions

   

Broker Non-
Votes

 
31,614,545     2,623,558        484,324        2,547,167   

4. ICG’s stockholders voted in favor of an amendment of ICG’s Certificate of Incorporation, as amended, to change ICG’s name to “Actua Corporation” (such amendment, the “Amendment”). The tabulation of votes on the matter was as follows:

 

Votes For

 

Votes
Against

   

Abstentions

 
36,578,860     222,506        468,228   

ICG intends to file the Amendment in connection with its corporate re-branding effort, which it is scheduled to launch in September 2014.

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    ICG GROUP, INC.
Date: June 17, 2014     By:  

/s/ Suzanne L. Niemeyer

    Name:   Suzanne L. Niemeyer
    Title:   Managing Director, General Counsel and Secretary

 

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