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EX-99.2 - EX-99.2 - ADVENT SOFTWARE INC /DE/ | a14-11309_1ex99d2.htm |
EX-99.3 - EX-99.3 - ADVENT SOFTWARE INC /DE/ | a14-11309_1ex99d3.htm |
EX-99.1 - EX-99.1 - ADVENT SOFTWARE INC /DE/ | a14-11309_1ex99d1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
April 28, 2014
Date of Report (date of earliest event reported)
ADVENT SOFTWARE, INC.
(Exact name of Registrant as specified in its charter)
State of Delaware (State or other jurisdiction of |
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0-26994 (Commission File Number) |
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94-2901952 (I.R.S. Employer |
600 Townsend Street
San Francisco, California 94103
(Address of principal executive offices)
(415) 543-7696
(Registrants telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 2.02 Results of Operations and Financial Condition
On April 28, 2014, Advent Software, Inc. (the Company) announced its results of operations for the first quarter ended March 31, 2014. A copy of the Companys press release announcing such results dated April 28, 2014 is attached hereto as Exhibit 99.1. This Current Report on Form 8-K and the attached exhibits are furnished to, but not filed with, the U.S. Securities and Exchange Commission (SEC) and shall not be deemed to be incorporated by reference into any of the Companys filings with the SEC under the Securities Act of 1933, as amended, or the Exchange Act of 1934, as amended.
On April 28, 2014, the Company announced that its Board of Directors approved a quarterly cash dividend to its shareholders. The cash dividend payment of $0.13 per common share will be made on July 15, 2014 to shareholders of record as of June 30, 2014. A copy of the press release announcing the quarterly cash dividend is attached hereto as Exhibit 99.3 and is incorporated herein by reference.
ITEM 9.01 Financial Statements and Exhibits
(d) Exhibits
The following exhibits are furnished as part of this Current Report on Form 8-K:
Exhibit No. |
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Exhibit Description |
99.1 |
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Press release announcing results of operations dated April 28, 2014 |
99.2 |
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First quarter 2014 earnings highlights dated April 28, 2014 |
99.3 |
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Press release announcing quarterly cash dividend dated April 28, 2014 |
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
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ADVENT SOFTWARE, INC. | |
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By: |
/s/ James S. Cox |
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James S. Cox |
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Executive Vice President and |
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Chief Financial Officer |
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(Principal Financial and Accounting Officer) |
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Dated: April 28, 2014 |
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Exhibit No. |
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Exhibit Description |
99.1 |
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Press release announcing results of operations dated April 28, 2014 |
99.2 |
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First quarter 2014 earnings highlights dated April 28, 2014 |
99.3 |
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Press release announcing quarterly cash dividend dated April 28, 2014 |