UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________
Form 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF
1934
Date of report (date of earliest
event reported):
January 2, 2014
Daegis
Inc.
(Exact name of registrant as specified in its
charter)
Delaware | 001-11807 | 94-2710559 |
(State or other jurisdiction | (Commission File No.) | (I.R.S. Employer |
of incorporation) | Identification No.) |
600 E. Las Colinas Blvd,
Suite 1500
Irving, Texas 75039
(Address of principal executive
offices)
Registrants telephone number,
including area code:
(214)
584-6400
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events.
On November 8, 2013, Daegis Inc. (the "Company") filed a Current Report on Form 8-K regarding a notification from The NASDAQ Stock Market LLC (NASDAQ) that, for the thirty consecutive business days ending November 6, 2013, the closing bid price for the Companys common stock was below the minimum $1.00 per share requirement for continued listing on the NASDAQ Capital Market under NASDAQ Marketplace Rule 5550(a)(2). The Company had been provided an initial period of 180 calendar days, or until May 5, 2014, to gain compliance with Marketplace Rule 5550(a)(2). The Company hereby notes that, on January 2, 2014, NASDAQ notified the Company that for 14 consecutive business days (from December 11, 2013 to December 31, 2013) the closing bid price of the Companys common stock had been at $1.00 per share or greater. Accordingly, the NASDAQ notified the Company that it had regained compliance with Marketplace Rule 5550(a)(2) and that the NASDAQ considered the Companys compliance with Marketplace Rule 5550(a)(2) closed.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: January 2, 2014
By: | /s/ | Susan K. Conner | |
Susan K. Conner | |||
Chief Financial Officer |