UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

__________________

 

FORM 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

__________________

 

Date of Report (Date of earliest event reported):

October 25, 2013

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AETRIUM incORPORATED

(Exact name of registrant as specified in its charter)

 

Minnesota

0-22166

41-1439182

(State or Other Jurisdiction of Incorporation)

(Commission File Number)

(I.R.S. Employer Identification Number)

 

 

2350 Helen Street

North St. Paul, Minnesota

 

55109

(Address of Principal Executive Offices)

(Zip Code)

 

(651) 770-2000

(Registrant’s Telephone Number, Including Area Code)

 

N/A

(Former Name or Former Address, If Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



 
 

 

 

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

 

As previously reported, on October 30, 2012, the Nasdaq Stock Market (“Nasdaq”) notified Aetrium Incorporated (“Company”) that the Company’s common stock had failed to maintain a minimum bid price of $1.00 over the previous 30 consecutive business days as required by the Listing Rules of The Nasdaq Stock Market. Since then, Nasdaq has determined that for the 10 consecutive business days from October 11, 2013 to October 24, 2013, the closing bid price of the Company’s common stock had been at $1.00 per share or greater. Accordingly, on October 25, 2013 Nasdaq advised the Company that it has regained compliance with Listing Rule 5550(a)(2) and this matter is now closed.

 

 
 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  AETRIUM INCORPORATED  
       
        
  By: /s/ PAUL H. ASKEGAARD  
   

Paul H. Askegaard

 
   

Treasurer

 

  

 

Dated: October 29, 2013