UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 21, 2013
EMERGING CTA PORTFOLIO L.P.
(Exact name of registrant as specified in its charter)
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New York
(State or other jurisdiction
of incorporation)
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0-53211
(Commission File
Number)
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04-3768983
(IRS Employer
Identification No.)
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c/o Ceres Managed Futures LLC
522 Fifth Avenue - 14th Floor
New York, New York 10036
(Address and Zip Code of principal executive offices)
Registrant’s telephone number, including area code: (855) 672-4468
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01 Entry into a Material Definitive Agreement.
The registrant has entered into a commodity futures customer agreement, effective as of August 21, 2013 (the “Customer Agreement”), with Morgan Stanley & Co. LLC, a Delaware limited liability company (“MS & Co.”). Pursuant to the Customer Agreement, MS & Co. will (i) hold a portion of the registrant’s assets in commodity brokerage accounts for purposes of maintaining margin for futures and other contracts traded in accordance with the instructions of one or more commodity trading advisors selected by Ceres Managed Futures LLC, the registrant’s general partner, and (ii) provide clearing services for such trades.
Pursuant to the Customer Agreement, the registrant shall directly or indirectly pay MS & Co. any brokerage charges, give-up fees, commissions and service fees as may from time to time be agreed between the parties.
The Customer Agreement may be terminated by either party upon notice to the other party.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
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EMERGING CTA PORTFOLIO L.P.
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By: Ceres Managed Futures LLC, General Partner
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By:
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/s/ Patrick T. Egan
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Patrick T. Egan
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Director
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Date: August 27, 2013