UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): August 7, 2013

UQM Technologies, Inc.
(Exact name of registrant as specified in its charter)

Colorado

1-10869

84-0579156

(State or other jurisdiction of incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

 

4120 Specialty Place
Longmont, Colorado 80504
(Address of principal executive offices, including zip code)

(303) 682-4900
(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[   ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[   ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[   ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[   ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

The Annual Meeting of Stockholders of UQM Technologies, Inc. (the "Company") was held on August 7, 2013. At the Annual Meeting, the stockholders of the Company (i) elected the persons listed below to serve as directors of the Company until the 2014 Annual Meeting of Stockholders, (ii) ratified the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2014, and (iii) approved on an advisory basis the compensation for our named executive officers.

The Company had 37,028,364 shares of Common Stock outstanding as of June 11, 2013, the record date for the Annual Meeting. At the Annual Meeting, holders of a total of 31,622,143 shares of Common Stock were present in person or represented by proxy. The following sets forth information regarding the results of the voting at the Annual Meeting:

Proposal 1 The stockholders elected each of the six nominees to the Board of Directors for a one-year term. The voting results were as follows:


Name

Shares
Voted "For"

Shares
Withheld

Broker
Non-Votes

William G. Rankin

5,804,775               

3,530,446                

22,286,922               

Eric Ridenour

9,018,060               

317,161                

22,286,922               

Stephen J. Roy

8,561,404               

773,817                

22,286,922               

Donald W. Vanlandingham

8,556,562               

778,659                

22,286,922               

Joseph P. Sellinger

8,559,342               

775,879                

22,286,922               

John E. Sztykiel

8,926,116               

409,105                

22,286,922               

 

Proposal 2 The stockholders ratified the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending March 31, 2014. The voting results were as follows:

Shares
Voted "For"

Shares
Voted "Against"

Shares
Voted "Abstain"

30,955,831

176,520

489,792

     

 

Proposal 3 The stockholders approved on an advisory basis the compensation of our named executive officers:

Shares
Voted "For"

Shares
Voted "Against"

Shares
Voted "Abstain"

Broker
Non-Votes

6,092,769

3,061,600

180,852

22,286,922

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

UQM TECHNOLOGIES, INC.

Dated: August 8, 2013

By:

 /s/DAVID I. ROSENTHAL

    David I. Rosenthal

    Treasurer, Secretary and Chief Financial Officer