UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
| Date of Report (Date of Earliest Event Reported): | June 18, 2013 |
Municipal
Mortgage & Equity, LLC
__________________________________________
(Exact name of registrant as specified in its charter)
| Delaware | 001-11981 | 52-1449733 | ||
| (State or other jurisdiction | (Commission | (I.R.S. Employer | ||
| of incorporation) | File Number) | Identification No.) | ||
| 621 E Pratt Street, Suite 600 | Baltimore, Maryland | 21202 | ||
| (Address of principal executive offices) | (Zip Code) |
| Registrant’s telephone number, including area code: | (443) 263-2900 |
Not Applicable
______________________________________________
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders
On June 18, 2013 Municipal Mortgage & Equity, LLC, (the “Company”) held its annual meeting of shareholders. At the meeting, the shareholders of the Company elected Michael L. Falcone, Francis X. Gallagher and Frederick W. Puddester to the Board of Directors for a three year term, granted an advisory approval of the compensation of the named executive officers of the Company, granted an advisory approval of the frequency of votes on the executive compensation with a period set at one year (annually) and ratified the appointment of KPMG, LLP as independent registered public accountant for the calendar year ending 2013. The numbers of votes cast for or against, as well as the number of abstentions and broker non-votes for each question are as set forth below:
| 1. | Election of directors nominated by Municipal Mortgage & Equity, LLC to serve for a term to expire in 2016 and until their successors are duly elected and qualified: |
| Nominee |
Votes For |
Votes Against |
Votes Abstained |
Broker Non-Votes |
| Michael L. Falcone | 8,987,940 | 309,763 | 109,451 | 24,624,231 |
| Francis X. Gallagher | 8,957,848 | 341,256 | 108,050 | 24,624,231 |
| Frederick W. Puddester | 8,934,684 | 364,220 | 108,250 | 24,624,231 |
| 2. | The non-binding Advisory Vote on Executive Compensation: |
|
Votes For |
Votes Against |
Votes Abstained |
Broker Non-Votes |
| 8,336,363 | 905,145 | 165,646 | 24,624,231 |
| 3. | The non-binding Advisory Vote on the executive compensation vote to occur every year, every two years, or every three years: |
|
Votes For 1 Year |
Votes For 2 Years |
Votes For 3 Years |
Votes Abstained |
Broker Non-Votes |
| 8,444,042 | 145,473 | 587,553 | 230,086 | 24,624,231 |
| 4. | Ratification of KPMG, LLP as independent registered public accounting firm for 2013: |
|
Votes For |
Votes Against |
Votes Abstain |
Broker Non-Votes |
| 32,463,688 | 1,188,858 | 378,839 | (0) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Municipal Mortgage & Equity, LLC | ||
| June 20, 2013 | By: | /s/ Michael L. Falcone |
| Name:
Michael L. Falcone Title: Chief Executive Officer and President | ||