SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 1, 2013
WOODSTOCK FINANCIAL GROUP, INC.
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of
incorporation or organization)
117 Towne Lake Parkway, Suite 200, Woodstock, GA 30188
(Address, including zip code, of principal executive offices)
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
(d) Board of Directors Action. Pursuant to Board of Directors authorization on February 1, 2013, the Audit Committee of the Board, after seeking advice from the Company's auditors, counsel and others, recommended that the Company file a Form 15 with the Securities and Exchange Commission. As the Company has less than 300 stockholders of record the filing of Form 15 will immediately terminate for the time being the Companys obligation to file Form 10-K and other current reports with the Commission. In consideration of this recommendation, after a review of the expense of maintaining the filings, in view of the Company's need to conserve cash flow and preserve stockholder value, the Board determined that it was in the best interests of the Company and its shareholders to direct the Company to terminate its reporting obligations by filing Form 15 on or before March 1, 2013. This action will be taken by the management in the absence of developments prior to March 1, 2013 that necessitate a further review. Termination of reporting status will not terminate the other obligations of the Company as a company registered under Section 12(g) of the Securities Exchange Act of 1934. The Company may become fully reporting again at any time by filing the missing reports. Once Form 15 has been filed the Company's Common Stock (WSFL.OB) will automatically be de-listed from the OTCBB and become eligible to trade on the "pink sheets" automated inter-dealer quotation system maintained by OTC Markets under the trading symbol: WSFL.OTC:US. The stock will be eligible for trading as long as the Company complies with the current reporting requirements of this system.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Woodstock Holdings, Inc.
Date: February 1, 2013
/s/ Melissa L. Whitley
Melissa L. Whitley
Chief Financial Officer